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Axos Financial

245 hedge funds and large institutions have $1.17B invested in Axos Financial in 2018 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 56 increasing their positions, 85 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 37

7% more funds holding

Funds holding: 230245 (+15)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.03% less ownership

Funds ownership: 74.15%74.12% (-0.03%)

27% less capital invested

Capital invested by funds: $1.6B → $1.17B (-$428M)

34% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 85

40% less call options, than puts

Call options by funds: $10.1M | Put options by funds: $16.7M

Holders
245
Holders Change
+15
Holders Change %
+6.52%
% of All Funds
5.46%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
55
Increased
56
Reduced
85
Closed
37
Calls
$10.1M
Puts
$16.7M
Net Calls
-$6.62M
Net Calls Change
+$28.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
26
Charles Schwab
California
$7.77M -$23.3K -774 -0.3%
GACM
27
Global Alpha Capital Management
Quebec, Canada
$7.37M +$1.53M +50,700 +21%
SCA
28
Stieven Capital Advisors
Missouri
$7.23M -$1.48M -49,200 -15%
State of Wisconsin Investment Board
29
State of Wisconsin Investment Board
Wisconsin
$7.13M
KCM
30
Kennedy Capital Management
Missouri
$6.95M +$3.1M +102,705 +59%
MFIMFI
31
Mesirow Financial Investment Management - Fixed Income
Illinois
$6.8M -$573K -19,005 -7%
Robeco Institutional Asset Management
32
Robeco Institutional Asset Management
Netherlands
$6.55M -$3.32M -110,000 -30%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$6.1M -$171K -5,675 -2%
EIM
34
Essex Investment Management
Massachusetts
$5.6M -$90.8K -3,009 -1%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$5.37M -$4.61M -152,681 -42%
Goldman Sachs
36
Goldman Sachs
New York
$5.28M +$1.01M +33,486 +19%
BGIM
37
Brandywine Global Investment Management
Pennsylvania
$5.14M -$8.57K -284 -0.1%
QI
38
QS Investors
New York
$5.08M +$6.08M +201,529 New
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$5.06M +$4.83M +160,053 +390%
DAM
40
Davis Asset Management
California
$5M -$118K -3,900 -2%
OCM
41
Osterweis Capital Management
California
$4.92M -$1.96M -64,885 -25%
Credit Agricole
42
Credit Agricole
France
$4.78M +$1.84M +61,000 +47%
Renaissance Technologies
43
Renaissance Technologies
New York
$4.66M +$5.58M +185,000 New
Thrivent Financial for Lutherans
44
Thrivent Financial for Lutherans
Minnesota
$4.54M +$4.27M +141,673 +369%
PPA
45
Parametric Portfolio Associates
Washington
$4.26M +$5.1M +169,022 New
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$4.15M +$858K +28,429 +21%
Morgan Stanley
47
Morgan Stanley
New York
$4.01M -$5.43M -179,949 -53%
BC
48
Burney Company
Virginia
$3.91M -$251K -8,323 -5%
Wells Fargo
49
Wells Fargo
California
$3.85M -$368K -12,201 -7%
AllianceBernstein
50
AllianceBernstein
Tennessee
$3.67M

AX Hedge Fund Activity: Q4 2018 in Review

245 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2018, worth a combined $1.17B — down 27% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new AX positions and 37 closed out — a net gain of 18 holders — while 56 added to existing stakes and 85 trimmed.

The largest buyer was Rice Hall James & Associates, adding an estimated $10.9M. The largest seller was Vertex One Asset Management, cutting an estimated $14.8M.

  • 245 institutional investors held Axos Financial (AX) as of Q4 2018, up from 230 in Q3 2018.
  • Funds reported $1.17B of Axos Financial stock for Q4 2018, down 27% quarter-over-quarter.
  • 55 funds opened new Axos Financial positions in Q4 2018 and 37 closed out, a net change of +18 holders.
  • The largest Axos Financial buyer in Q4 2018 was Rice Hall James & Associates, an estimated $10.9M added.
  • The largest Axos Financial seller in Q4 2018 was Vertex One Asset Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2018.