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Axos Financial

218 hedge funds and large institutions have $1.53B invested in Axos Financial in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 62 increasing their positions, 83 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

15% more capital invested

Capital invested by funds: $1.33B → $1.53B (+$201M)

6% more funds holding

Funds holding: 206218 (+12)

4.02% less ownership

Funds ownership: 88.69%84.68% (-4%)

25% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 83

31% less call options, than puts

Call options by funds: $20.4M | Put options by funds: $29.4M

Holders
218
Holders Change
+12
Holders Change %
+5.83%
% of All Funds
5.44%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.17%
New
29
Increased
62
Reduced
83
Closed
13
Calls
$20.4M
Puts
$29.4M
Net Calls
-$9.01M
Net Calls Change
+$16.1M
Name Holding Trade Value Shares
Change
Change in
Stake
TSW
26
Thompson Siegel & Walmsley
Virginia
$12.8M -$795K -30,447 -6%
SCA
27
Summit Creek Advisors
Minnesota
$12.7M +$1.18M +45,014 +11%
William Blair Investment Management
28
William Blair Investment Management
Illinois
$12.1M +$3.11M +119,015 +39%
Principal Financial Group
29
Principal Financial Group
Iowa
$12M -$435K -16,651 -4%
PCM
30
Peregrine Capital Management
Minnesota
$11.3M +$210K +8,043 +2%
Russell Investments Group
31
Russell Investments Group
United Kingdom
$11.2M +$1.81M +69,330 +21%
N
32
Nuveen
North Carolina
$9.9M -$6.84M -261,796 -43%
NFA
33
Nationwide Fund Advisors
Ohio
$9.29M +$331K +12,660 +4%
Morgan Stanley
34
Morgan Stanley
New York
$9.16M +$1.47M +56,213 +21%
State of Wisconsin Investment Board
35
State of Wisconsin Investment Board
Wisconsin
$8.85M
QI
36
QS Investors
New York
$7.66M -$181K -6,920 -3%
Charles Schwab
37
Charles Schwab
California
$7.45M +$214K +8,177 +3%
Stifel Financial
38
Stifel Financial
Missouri
$7M +$583K +22,301 +10%
TAM
39
Tiverton Asset Management
Delaware
$6.73M -$349K -13,343 -5%
Goldman Sachs
40
Goldman Sachs
New York
$6.21M -$1.6M -61,308 -22%
EIM
41
Essex Investment Management
Massachusetts
$6.1M -$322K -12,320 -5%
OAM
42
Oxford Asset Management
United Kingdom
$5.99M +$5.48M +209,606 New
Baird Financial Group
43
Baird Financial Group
Wisconsin
$5.72M -$171K -6,539 -3%
RJA
44
Raymond James & Associates
Florida
$5.69M +$2.72M +104,004 +108%
AllianceBernstein
45
AllianceBernstein
Tennessee
$5.32M +$681K +26,050 +16%
Allianz Asset Management
46
Allianz Asset Management
Germany
$5.18M
BGIM
47
Brandywine Global Investment Management
Pennsylvania
$5.01M -$448K -17,133 -9%
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$4.91M -$32.3K -1,238 -0.7%
KCM
49
Kennedy Capital Management
Missouri
$4.89M -$10.5M -400,366 -70%
BC
50
Burney Company
Virginia
$4.62M -$71.6K -2,739 -2%

AX Hedge Fund Activity: Q3 2017 in Review

218 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2017, worth a combined $1.53B — up 15% from $1.33B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new AX positions and 13 closed out — a net gain of 16 holders — while 62 added to existing stakes and 83 trimmed.

The largest buyer was Oxford Asset Management, opening a new position worth an estimated $5.48M. The largest seller was Kennedy Capital Management, cutting an estimated $10.5M.

  • 218 institutional investors held Axos Financial (AX) as of Q3 2017, up from 206 in Q2 2017.
  • Funds reported $1.53B of Axos Financial stock for Q3 2017, up 15% quarter-over-quarter.
  • 29 funds opened new Axos Financial positions in Q3 2017 and 13 closed out, a net change of +16 holders.
  • The largest Axos Financial buyer in Q3 2017 was Oxford Asset Management, an estimated $5.48M added.
  • The largest Axos Financial seller in Q3 2017 was Kennedy Capital Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2017.