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Axos Financial

225 hedge funds and large institutions have $1.46B invested in Axos Financial in 2017 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 71 increasing their positions, 84 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

1.52% less ownership

Funds ownership: 89.82%88.3% (-1.5%)

2% less funds holding

Funds holding: 229225 (-4)

10% less capital invested

Capital invested by funds: $1.62B → $1.46B (-$159M)

15% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 84

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

84% less call options, than puts

Call options by funds: $11.3M | Put options by funds: $69.3M

Holders
225
Holders Change
-4
Holders Change %
-1.75%
% of All Funds
5.6%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.2%
New
33
Increased
71
Reduced
84
Closed
29
Calls
$11.3M
Puts
$69.3M
Net Calls
-$58.1M
Net Calls Change
-$48.7M
Name Holding Trade Value Shares
Change
Change in
Stake
N
26
Nuveen
North Carolina
$15.2M -$3.05M -105,644 -15%
RHJA
27
Rice Hall James & Associates
California
$13.6M +$586K +20,290 +4%
Credit Agricole
28
Credit Agricole
France
$11.9M +$6.24M +216,000 +90%
Principal Financial Group
29
Principal Financial Group
Iowa
$11.8M +$601K +20,808 +5%
SCA
30
Summit Creek Advisors
Minnesota
$11.3M -$4.15M -143,606 -25%
PCM
31
Peregrine Capital Management
Minnesota
$10.2M -$175K -6,048 -2%
WA
32
Wasatch Advisors
Utah
$9.76M -$834K -28,859 -7%
CAM
33
Cortina Asset Management
Wisconsin
$9.74M -$2M -69,176 -16%
ECP
34
Elk Creek Partners
Colorado
$9.6M -$2.98M -103,040 -22%
RA
35
Royce & Associates
New York
$9.05M -$2.94M -101,700 -23%
State of Wisconsin Investment Board
36
State of Wisconsin Investment Board
Wisconsin
$8.8M
Allianz Asset Management
37
Allianz Asset Management
Germany
$8.7M -$254K -8,794 -3%
NFA
38
Nationwide Fund Advisors
Ohio
$8.6M +$172K +5,945 +2%
Russell Investments Group
39
Russell Investments Group
United Kingdom
$8.1M -$632K -21,867 -7%
TAM
40
Tiverton Asset Management
Delaware
$7.57M
QI
41
QS Investors
New York
$6.88M
Morgan Stanley
42
Morgan Stanley
New York
$6.48M -$11.9M -411,293 -62%
Charles Schwab
43
Charles Schwab
California
$6.32M +$119K +4,131 +2%
PI
44
Putnam Investments
Massachusetts
$6M -$588K -20,364 -8%
EIM
45
Essex Investment Management
Massachusetts
$5.98M -$2.86M -98,926 -30%
Baird Financial Group
46
Baird Financial Group
Wisconsin
$5.64M -$297K -10,280 -5%
William Blair Investment Management
47
William Blair Investment Management
Illinois
$5.3M -$344K -11,902 -6%
Bank of America
48
Bank of America
North Carolina
$5.28M +$2.12M +73,360 +57%
BGIM
49
Brandywine Global Investment Management
Pennsylvania
$5.21M +$60.1K +2,079 +1%
California Public Employees Retirement System
50
California Public Employees Retirement System
California
$4.41M -$272K -9,400 -5%

AX Hedge Fund Activity: Q1 2017 in Review

225 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2017, worth a combined $1.46B — down 9.8% from $1.62B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new AX positions and 29 closed out — a net gain of 4 holders — while 71 added to existing stakes and 84 trimmed.

The largest buyer was BlackRock, adding an estimated $215M. The largest seller was Ameriprise, cutting an estimated $14.7M.

  • 225 institutional investors held Axos Financial (AX) as of Q1 2017, down from 229 in Q4 2016.
  • Funds reported $1.46B of Axos Financial stock for Q1 2017, down 9.8% quarter-over-quarter.
  • 33 funds opened new Axos Financial positions in Q1 2017 and 29 closed out, a net change of +4 holders.
  • The largest Axos Financial buyer in Q1 2017 was BlackRock, an estimated $215M added.
  • The largest Axos Financial seller in Q1 2017 was Ameriprise, an estimated $14.7M sold.

Based on aggregated 13F filings for Q1 2017.