We are live on ! Find out more
AX icon

Axos Financial
AX

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

242% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 12

44% more capital invested

Capital invested by funds: $358M → $516M (+$159M)

26% more funds holding

Funds holding: 109 → 137 (+28)

5% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 43

60% less call options, than puts

Call options by funds: $10M | Put options by funds: $25M

Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$14.9M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$21.6M
2
Renaissance Technologies
Renaissance Technologies
New York
+$9.34M
3
PM
Pembroke Management
Quebec, Canada
+$7.49M
4
PG
PEAK6 Group
Illinois
+$6.21M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$4.46M

Top Sellers

1
RA
Royce & Associates
New York
-$12.6M
2
ACMM
Arbor Capital Management (Minnesota)
Minnesota
-$9.51M
3
GGHC
Gilder Gagnon Howe & Co
New York
-$6.84M
4
OAM
Oberweis Asset Management
Illinois
-$6.36M
5
PCM
Perritt Capital Management
Illinois
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
California Public Employees Retirement System
26
California Public Employees Retirement System
California
$4.37M +$1.31M +88,000 +48%
B
27
Baird
Wisconsin
$4.06M -$1.15M -77,088 -24%
ICM
28
IronBridge Capital Management
Illinois
$3.58M +$3.29M +220,980 New
BNP Paribas Asset Management
29
BNP Paribas Asset Management
France
$3.56M -$2.38M -159,696 -42%
OAM
30
Oberweis Asset Management
Illinois
$3.53M -$6.36M -426,836 -66%
Geode Capital Management
31
Geode Capital Management
Massachusetts
$3.53M +$371K +24,940 +13%
PG
32
PEAK6 Group
Illinois
$3.38M +$6.21M +416,648 New
JC
33
Jetstream Capital
Tennessee
$3.24M +$2.98M +200,000 New
SAS
34
Spectrum Advisory Services
Georgia
$3.19M -$846K -56,800 -22%
TCIM
35
TIAA CREF Investment Management
New York
$3.17M +$3.69K +248 +0.1%
VOAM
36
Vertex One Asset Management
British Columbia, Canada
$3.16M +$897K +60,208 +45%
Ameriprise
37
Ameriprise
Minnesota
$2.99M +$2.69M +180,892 +5,098%
DP
38
Dearborn Partners
Illinois
$2.63M -$9.65K -648 -0.4%
BIM
39
BlackRock Investment Management
Delaware
$2.62M +$496K +33,268 +26%
JP Morgan Chase
40
JP Morgan Chase
New York
$2.59M -$403K -27,044 -14%
Prudential Financial
41
Prudential Financial
New Jersey
$2.2M +$1.53M +102,920 +315%
Ohio Public Employees Retirement System (OPERS)
42
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.14M -$2.54M -170,400 -56%
Deutsche Bank
43
Deutsche Bank
Germany
$2.14M +$1.34M +90,232 +216%
GF
44
Gerstein Fisher
New York
$2.11M +$1.94M +130,372 New
HIS
45
Horizon Investment Services
Indiana
$2.09M -$854K -57,348 -31%
NFA
46
Nationwide Fund Advisors
Ohio
$1.96M -$938K -62,972 -34%
Charles Schwab
47
Charles Schwab
California
$1.86M +$114K +7,652 +7%
Public Sector Pension Investment Board (PSP Investments)
48
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.8M +$1.65M +110,800 New
EMFAT
49
Emerald Mutual Fund Advisers Trust
Pennsylvania
$1.74M – – –
GC
50
Guggenheim Capital
Illinois
$1.61M +$1.2M +80,676 +436%
1
2
3 4 5

AX Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2013, worth a combined $516M — up 44% from $358M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new AX positions and 12 closed out — a net gain of 29 holders — while 45 added to existing stakes and 43 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $21.6M. The largest seller was Royce & Associates, cutting an estimated $12.6M.

  • 137 institutional investors held Axos Financial (AX) as of Q3 2013, up from 109 in Q2 2013.
  • Funds reported $516M of Axos Financial stock for Q3 2013, up 44% quarter-over-quarter.
  • 41 funds opened new Axos Financial positions in Q3 2013 and 12 closed out, a net change of +29 holders.
  • The largest Axos Financial buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $21.6M added.
  • The largest Axos Financial seller in Q3 2013 was Royce & Associates, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2013.