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Axos Financial
AX

261 hedge funds and large institutions have $2B invested in Axos Financial in 2018 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 59 increasing their positions, 108 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 24

26% more capital invested

Capital invested by funds: $1.59B → $2B (+$411M)

10% more funds holding

Funds holding: 237 → 261 (+24)

4.65% less ownership

Funds ownership: 83.86% → 79.21% (-4.6%)

22% less funds holding in top 10

Funds holding in top 10: 9 → 7 (-2)

41% less call options, than puts

Call options by funds: $35.6M | Put options by funds: $60.3M

45% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 108

Holders
261
Holders Change
+24
Holders Change %
+10.13%
% of All Funds
5.98%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.16%
New
51
Increased
59
Reduced
108
Closed
24
Calls
$35.6M
Puts
$60.3M
Net Calls
-$24.6M
Net Calls Change
+$9.82M

Top Buyers

1
State Street
State Street
Massachusetts
+$38.4M
2
Norges Bank
Norges Bank
Norway
+$14.3M
3
BlackRock
BlackRock
New York
+$10.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$5.87M
5
CTA
Carillon Tower Advisers
Florida
+$4.55M

Top Sellers

1
BCM
Basswood Capital Management
New York
-$41.9M
2
DAM
Davis Asset Management
California
-$18.2M
3
MFIMFI
Mesirow Financial Investment Management - Fixed Income
Illinois
-$16.3M
4
Invesco
Invesco
Georgia
-$11.3M
5
VOAM
Vertex One Asset Management
British Columbia, Canada
-$9.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
251
CIBC Private Wealth Group
Georgia
$2K -$3.86K -106 -73%
ACM
252
Armbruster Capital Management
New York
$2K – – –
MPPLM
253
Midwest Professional Planners Ltd (MPPL)
Wisconsin
$2K – – –
PFBT
254
Parkside Financial Bank & Trust
Missouri
$2K – – –
QCG
255
Quadrant Capital Group
Ohio
$2K – – –
ST
256
Smithfield Trust
Pennsylvania
$2K – – –
SFM
257
Signet Financial Management
New Jersey
$2K +$1.39K +38 New
Northwestern Mutual Wealth Management
258
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.82K +50 New
CAW
259
Cornerstone Advisors (Washington)
Washington
$1K +$547 +15 New
PHK
260
Point72 Hong Kong
Hong Kong
$1K +$583 +16 New
NL
261
NVWM LLC
Pennsylvania
$1K +$1.2K +33 New
LSV Asset Management
262
LSV Asset Management
Illinois
– -$2.11M -70,600 Closed
PRCP
263
Pacific Ridge Capital Partners
Oregon
– -$2.04M -68,080 Closed
Two Sigma Investments
264
Two Sigma Investments
New York
– -$1.83M -61,181 Closed
MC
265
Menta Capital
California
– -$1.27M -42,428 Closed
KBC Group
266
KBC Group
Belgium
– -$1.18M -39,302 Closed
BPM
267
Bowling Portfolio Management
Ohio
– -$1.11M -36,997 Closed
Squarepoint
268
Squarepoint
New York
– -$997K -33,344 Closed
Walleye Trading
269
Walleye Trading
New York
– -$1.02M -27,951 Closed
FP
270
Foundry Partners
Minnesota
– -$559K -18,705 Closed
Group One Trading
271
Group One Trading
Illinois
– -$644K -17,656 Closed
Millennium Management
272
Millennium Management
New York
– -$413K -13,809 Closed
LCM
273
Laurion Capital Management
New York
– -$392K -13,099 Closed
FMT
274
First Mercantile Trust
Tennessee
– -$329K -10,995 Closed
JFG
275
Jefferies Financial Group
New York
– -$249K -8,325 Closed
8 9 10
11
12

AX Hedge Fund Activity: Q1 2018 in Review

261 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2018, worth a combined $2B — up 26% from $1.59B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new AX positions and 24 closed out — a net gain of 27 holders — while 59 added to existing stakes and 108 trimmed.

The largest buyer was State Street, adding an estimated $38.4M. The largest seller was Basswood Capital Management, cutting an estimated $41.9M.

  • 261 institutional investors held Axos Financial (AX) as of Q1 2018, up from 237 in Q4 2017.
  • Funds reported $2B of Axos Financial stock for Q1 2018, up 26% quarter-over-quarter.
  • 51 funds opened new Axos Financial positions in Q1 2018 and 24 closed out, a net change of +27 holders.
  • The largest Axos Financial buyer in Q1 2018 was State Street, an estimated $38.4M added.
  • The largest Axos Financial seller in Q1 2018 was Basswood Capital Management, an estimated $41.9M sold.

Based on aggregated 13F filings for Q1 2018.