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Axos Financial
AX

234 hedge funds and large institutions have $2.1B invested in Axos Financial in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 52 increasing their positions, 100 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

165% more call options, than puts

Call options by funds: $13.8M | Put options by funds: $5.23M

23% more capital invested

Capital invested by funds: $1.7B → $2.1B (+$400M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 236 → 234 (-2)

1.03% less ownership

Funds ownership: 76.95% → 75.92% (-1%)

48% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 100

Holders
234
Holders Change
-2
Holders Change %
-0.85%
% of All Funds
4.11%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
30
Increased
52
Reduced
100
Closed
30
Calls
$13.8M
Puts
$5.23M
Net Calls
+$8.62M
Net Calls Change
+$1.45M

Top Buyers

1
FAM
Fred Alger Management
New York
+$22M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$15.4M
3
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$15.3M
4
BlackRock
BlackRock
New York
+$12.5M
5
Fidelity International
Fidelity International
Bermuda
+$9.31M

Top Sellers

1
EIP
Epoch Investment Partners
New York
-$23.4M
2
Invesco
Invesco
Georgia
-$19.3M
3
Northern Trust
Northern Trust
Illinois
-$11.3M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$6.97M
5
STB
S&T Bank
Pennsylvania
-$6.81M
Name Holding Trade Value Shares
Change 		Change in
Stake
LC
226
Lindbrook Capital
California
$4K – – –
TFO
227
Tarbox Family Office
California
$4K – – –
PFGIA
228
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
AIG
229
American International Group
New York
$1.77K -$17K -378 -1%
Nisa Investment Advisors
230
Nisa Investment Advisors
Missouri
$1.19K – – –
GI
231
Gradient Investments
Minnesota
$1K – – –
ADIM
232
Alpha DNA Investment Management
Maryland
$1K +$1.4K +31 New
Arrowstreet Capital
233
Arrowstreet Capital
Massachusetts
– -$6.97M -185,602 Closed
VC
234
Voss Capital
Texas
– -$5.07M -135,000 Closed
ACM
235
Ategra Capital Management
Virginia
– -$4.71M -125,558 Closed
DA
236
Denali Advisors
California
– -$2.9M -77,300 Closed
FPA
237
First Pacific Advisors
California
– -$1.93M -51,394 Closed
Voloridge Investment Management
238
Voloridge Investment Management
Florida
– -$1.9M -50,631 Closed
RCG
239
Rock Creek Group
District of Columbia
– -$1.57M -41,897 Closed
Millennium Management
240
Millennium Management
New York
– -$1.37M -36,501 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
241
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$998K -26,600 Closed
MSA
242
Mason Street Advisors
Wisconsin
– -$719K -19,156 Closed
BC
243
Bridgefront Capital
Texas
– -$470K -12,520 Closed
II
244
Inspire Investing
Idaho
– -$371K -9,885 Closed
BAM
245
Blueshift Asset Management
New Jersey
– -$344K -9,176 Closed
E
246
Ergoteles
New York
– -$335K -8,923 Closed
HSBC Holdings
247
HSBC Holdings
United Kingdom
– -$294K -7,793 Closed
BBHC
248
Brown Brothers Harriman & Co
New York
– -$245K -6,534 Closed
APA
249
American Portfolios Advisors
New York
– -$188K -5,000 Closed
NL
250
NKCFO LLC
Illinois
– -$188K -5,000 Closed
7 8 9
10
11

AX Hedge Fund Activity: Q1 2021 in Review

234 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2021, worth a combined $2.1B — up 23% from $1.7B a quarter earlier.

Fund positioning in AX was balanced in Q1 2021: 30 funds opened new positions, 30 closed out, 52 added to existing stakes and 100 trimmed.

The largest buyer was Fred Alger Management, adding an estimated $22M. The largest seller was Epoch Investment Partners, cutting an estimated $23.4M.

  • 234 institutional investors held Axos Financial (AX) as of Q1 2021, down from 236 in Q4 2020.
  • Funds reported $2.1B of Axos Financial stock for Q1 2021, up 23% quarter-over-quarter.
  • 30 funds opened new Axos Financial positions in Q1 2021 and 30 closed out, a net change of 0 holders.
  • The largest Axos Financial buyer in Q1 2021 was Fred Alger Management, an estimated $22M added.
  • The largest Axos Financial seller in Q1 2021 was Epoch Investment Partners, an estimated $23.4M sold.

Based on aggregated 13F filings for Q1 2021.