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Axos Financial
AX

224 hedge funds and large institutions have $1.41B invested in Axos Financial in 2019 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 74 increasing their positions, 87 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

20% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 20

12% more capital invested

Capital invested by funds: $1.26B → $1.41B (+$153M)

1.75% more ownership

Funds ownership: 74.15% → 75.9% (+1.8%)

1% less funds holding

Funds holding: 226 → 224 (-2)

15% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 87

31% less call options, than puts

Call options by funds: $15.7M | Put options by funds: $22.8M

Holders
224
Holders Change
-2
Holders Change %
-0.88%
% of All Funds
4.41%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.1%
New
24
Increased
74
Reduced
87
Closed
20
Calls
$15.7M
Puts
$22.8M
Net Calls
-$7.11M
Net Calls Change
+$10.9M

Top Buyers

1
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
+$14.4M
2
EA
Emerald Advisers
Pennsylvania
+$14.4M
3
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$8.51M
4
Man Group
Man Group
United Kingdom
+$7.37M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$6.58M

Top Sellers

1
Millennium Management
Millennium Management
New York
-$7.02M
2
FG
Formula Growth
Quebec, Canada
-$6.27M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$3.29M
4
Ameriprise
Ameriprise
Minnesota
-$3.27M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
GPGA
226
Grandeur Peak Global Advisors
Utah
– -$733K -26,525 Closed
JG
227
Jefferies Group
New York
– -$425K -15,374 Closed
Nisa Investment Advisors
228
Nisa Investment Advisors
Missouri
– -$304K -11,000 Closed
Squarepoint
229
Squarepoint
New York
– -$290K -10,494 Closed
GCP
230
GSA Capital Partners
United Kingdom
– -$257K -9,285 Closed
TCM
231
Teza Capital Management
Illinois
– -$256K -9,257 Closed
HF
232
HRT Financial
New York
– -$232K -8,419 Closed
Balyasny Asset Management
233
Balyasny Asset Management
Illinois
– -$232K -8,389 Closed
AG
234
Algert Global
California
– -$211K -7,629 Closed
PP
235
Paloma Partners
Connecticut
– -$204K -7,371 Closed
Ohio Public Employees Retirement System (OPERS)
236
Ohio Public Employees Retirement System (OPERS)
Ohio
– -$154K -5,571 Closed
QT
237
Quantamental Technologies
New York
– -$110K -3,963 Closed
FGAM
238
Financial Gravity Asset Management
Texas
– -$114K -3,895 -100%
TC
239
Truvestments Capital
Florida
– -$22K -800 Closed
CAPTRUST Financial Advisors
240
CAPTRUST Financial Advisors
North Carolina
– -$17K -600 Closed
AIC
241
Ameritas Investment Company
Nebraska
– -$12K -450 Closed
FHA
242
First Horizon Advisors
Tennessee
– -$11K -400 Closed
PCG
243
Private Capital Group
Connecticut
– +$234 +8 +53%
6 7 8 9
10

AX Hedge Fund Activity: Q4 2019 in Review

224 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2019, worth a combined $1.41B — up 12% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new AX positions and 20 closed out — a net gain of 4 holders — while 74 added to existing stakes and 87 trimmed.

The largest buyer was Emerald Mutual Fund Advisers Trust, opening a new position worth an estimated $14.4M. The largest seller was Millennium Management, cutting an estimated $7.02M.

  • 224 institutional investors held Axos Financial (AX) as of Q4 2019, down from 226 in Q3 2019.
  • Funds reported $1.41B of Axos Financial stock for Q4 2019, up 12% quarter-over-quarter.
  • 24 funds opened new Axos Financial positions in Q4 2019 and 20 closed out, a net change of +4 holders.
  • The largest Axos Financial buyer in Q4 2019 was Emerald Mutual Fund Advisers Trust, an estimated $14.4M added.
  • The largest Axos Financial seller in Q4 2019 was Millennium Management, an estimated $7.02M sold.

Based on aggregated 13F filings for Q4 2019.