Applied Optoelectronics
AAOI
118 hedge funds and large institutions have $144M invested in Applied Optoelectronics in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 27 increasing their positions, 39 reducing their positions, and 16 closing their positions.
63% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 16
4% more funds holding
Funds holding: 113 → 118 (+5)
3% more capital invested
Capital invested by funds: $139M → $144M (+$4.09M)
2.01% less ownership
Funds ownership: 62.06% → 60.05% (-2%)
31% less repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 39
66% less call options, than puts
Call options by funds: $7.47M | Put options by funds: $22.1M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.13M |
| 2 |
D.E. Shaw & Co
New York
|
+$2.07M |
| 3 |
Millennium Management
New York
|
+$2.04M |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
+$1.69M |
| 5 |
IECM
Intrinsic Edge Capital Management
Chicago,
Illinois
|
+$1.07M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Point72 Asset Management
Stamford,
Connecticut
|
-$4.7M |
| 2 |
RA
Royce & Associates
New York
|
-$2.98M |
| 3 |
JP Morgan Chase
New York
|
-$2.83M |
| 4 |
Morgan Stanley
New York
|
-$2.44M |
| 5 |
NM
Newtyn Management
New York
|
-$2.27M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GSWM
126
Golden State Wealth Management
Santa Ana,
California
| – | -$10K | -925 | Closed |
|
|
NFG
127
Next Financial Group
Houston,
Texas
| – | -$5K | -459 | Closed |
|
128
Fidelity Investments
Boston,
Massachusetts
| – | -$4K | -335 | Closed |
|
129
ClearBridge Investments
New York
| – | -$1K | -50 | Closed |
|
|
EI
130
Ellevest Inc
New York
| – | +$107 | +10 | New |
|
AAOI Hedge Fund Activity: Q4 2019 in Review
118 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2019, worth a combined $144M — up 2.9% from $139M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new AAOI positions and 16 closed out — a net gain of 10 holders — while 27 added to existing stakes and 39 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $2.13M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $4.7M sold.
- 118 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2019, up from 113 in Q3 2019.
- Funds reported $144M of Applied Optoelectronics stock for Q4 2019, up 2.9% quarter-over-quarter.
- 26 funds opened new Applied Optoelectronics positions in Q4 2019 and 16 closed out, a net change of +10 holders.
- The largest Applied Optoelectronics buyer in Q4 2019 was Susquehanna International Group, an estimated $2.13M added.
- The largest Applied Optoelectronics seller in Q4 2019 was Point72 Asset Management, an estimated $4.7M sold.
Based on aggregated 13F filings for Q4 2019.