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Applied Optoelectronics

110 hedge funds and large institutions have $118M invested in Applied Optoelectronics in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 24

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

23% more capital invested

Capital invested by funds: $95.7M → $118M (+$22M)

5% more funds holding

Funds holding: 105110 (+5)

3.84% more ownership

Funds ownership: 48.95%52.79% (+3.8%)

44% less call options, than puts

Call options by funds: $3.25M | Put options by funds: $5.84M

Holders
110
Holders Change
+5
Holders Change %
+4.76%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
43
Reduced
24
Closed
16
Calls
$3.25M
Puts
$5.84M
Net Calls
-$2.59M
Net Calls Change
-$2.99M
Name Holding Trade Value Shares
Change
Change in
Stake
Manulife (Manufacturers Life Insurance)
76
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$89K -$38K -3,782 -26%
CSS
77
Cubist Systematic Strategies
Connecticut
$85K -$405K -40,306 -80%
Ohio Public Employees Retirement System (OPERS)
78
Ohio Public Employees Retirement System (OPERS)
Ohio
$76K +$90.9K +9,056 New
State of Tennessee, Department of Treasury
79
State of Tennessee, Department of Treasury
Tennessee
$73K +$15.9K +1,583 +22%
OPERF
80
Oregon Public Employees Retirement Fund
Oregon
$71K +$2.01K +200 +2%
GGHC
81
Gilder Gagnon Howe & Co
New York
$59K -$291 -29 -0.4%
TRCT
82
Tower Research Capital (TRC)
New York
$47K +$11.9K +1,188 +27%
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$42K -$4.18K -416 -8%
SPIA
84
Steward Partners Investment Advisory
New York
$33.7K +$5.02K +500 +14%
MOACM
85
Mutual of America Capital Management
New York
$27K +$6.38K +635 +24%
CG
86
Cutler Group
California
$24K -$165K -16,386 -85%
EDRH
87
Edmond de Rothschild Holding
Switzerland
$21K +$25.1K +2,500 New
MWP
88
Meridian Wealth Partners
Pennsylvania
$21K +$25.1K +2,500 New
AIP
89
Ameritas Investment Partners
Nebraska
$13K
CAPTRUST Financial Advisors
90
CAPTRUST Financial Advisors
North Carolina
$13K +$15.6K +1,552 New
AIC
91
Archer Investment Corporation
Indiana
$8.78K
IRC
92
Investors Research Corp
Georgia
$8K
WP
93
WealthShield Partners
North Carolina
$8K +$10K +1,000 New
TRSOTSOK
94
Teachers Retirement System of the State of Kentucky
Kentucky
$6K
Schroder Investment Management Group
95
Schroder Investment Management Group
United Kingdom
$5K
SWA
96
Sutton Wealth Advisors
Florida
$4.95K
PNC Financial Services Group
97
PNC Financial Services Group
Pennsylvania
$4K -$5.2K -518 -47%
PHK
98
Point72 Hong Kong
Hong Kong
$3K -$2.53K -252 -45%
Baillie Gifford & Co
99
Baillie Gifford & Co
United Kingdom
$2K
GWM
100
Geneos Wealth Management
Colorado
$1K

AAOI Hedge Fund Activity: Q1 2021 in Review

110 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2021, worth a combined $118M — up 23% from $95.7M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 16 closed out — a net gain of 5 holders — while 43 added to existing stakes and 24 trimmed.

The largest buyer was BlackRock, adding an estimated $6.11M. The largest seller was Newtyn Management, exiting entirely with an estimated $2.69M sold.

  • 110 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2021, up from 105 in Q4 2020.
  • Funds reported $118M of Applied Optoelectronics stock for Q1 2021, up 23% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q1 2021 and 16 closed out, a net change of +5 holders.
  • The largest Applied Optoelectronics buyer in Q1 2021 was BlackRock, an estimated $6.11M added.
  • The largest Applied Optoelectronics seller in Q1 2021 was Newtyn Management, an estimated $2.69M sold.

Based on aggregated 13F filings for Q1 2021.