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Applied Optoelectronics

127 hedge funds and large institutions have $133M invested in Applied Optoelectronics in 2019 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 27 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 27

1.71% more ownership

Funds ownership: 63.29%65% (+1.7%)

7% less funds holding

Funds holding: 137127 (-10)

13% less capital invested

Capital invested by funds: $153M → $133M (-$20.1M)

23% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 26

26% less call options, than puts

Call options by funds: $10.6M | Put options by funds: $14.3M

Holders
127
Holders Change
-10
Holders Change %
-7.3%
% of All Funds
2.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
53
Reduced
27
Closed
26
Calls
$10.6M
Puts
$14.3M
Net Calls
-$3.77M
Net Calls Change
+$1.45M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
76
BNP Paribas Financial Markets
France
$88K +$49.4K +4,624 +117%
TAM
77
Tyers Asset Management
Texas
$87K +$24.5K +2,296 +37%
State of Tennessee, Department of Treasury
78
State of Tennessee, Department of Treasury
Tennessee
$81K
RCM
79
Riverhead Capital Management
Delaware
$79K +$21.4K +2,000 +35%
GGHC
80
Gilder Gagnon Howe & Co
New York
$78K -$823 -77 -1%
OPERF
81
Oregon Public Employees Retirement Fund
Oregon
$76K +$1.07K +100 +1%
Walleye Capital
82
Walleye Capital
New York
$71K +$68.1K +6,370 +1,274%
Royal Bank of Canada
83
Royal Bank of Canada
Ontario, Canada
$70K +$48K +4,491 +195%
NA
84
Neuburgh Advisers
California
$68K +$19.3K +1,804 +37%
SOADOR
85
State of Alaska Department of Revenue
Alaska
$65K +$535 +50 +0.8%
MSA
86
Mason Street Advisors
Wisconsin
$65K +$2.75K +257 +4%
MLICM
87
Metropolitan Life Insurance Company (MetLife)
New York
$63.8K
TRSOTSOK
88
Teachers Retirement System of the State of Kentucky
Kentucky
$62K
MERSOM
89
Municipal Employees' Retirement System of Michigan
Michigan
$57K
LTFS
90
Ladenburg Thalmann Financial Services
Florida
$54K +$9.09K +850 +19%
SPIA
91
Steward Partners Investment Advisory
New York
$51K +$54K +5,055 New
MCIM
92
Meadow Creek Investment Management
Georgia
$50K +$14K +1,312 +37%
CG
93
Cutler Group
California
$44K -$68.1K -6,365 -59%
AG
94
Advisor Group
Arizona
$38K -$4.28K -400 -10%
GSWM
95
Golden State Wealth Management
California
$27K -$17.1K -1,600 -37%
US Bancorp
96
US Bancorp
Minnesota
$22K +$22.5K +2,100 New
AIC
97
Archer Investment Corporation
Indiana
$17K
AIP
98
Ameritas Investment Partners
Nebraska
$16K
ES
99
Equitec Specialists
Illinois
$16K +$16.8K +1,568 New
PHK
100
Point72 Hong Kong
Hong Kong
$16K +$16.8K +1,575 +6,848%

AAOI Hedge Fund Activity: Q2 2019 in Review

127 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2019, worth a combined $133M — down 13% from $153M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of AAOI and 20 opened new positions — a net loss of 6 holders — while 27 trimmed existing stakes and 53 added.

The largest buyer was Morgan Stanley, adding an estimated $3.99M. The largest seller was Alyeska Investment Group, exiting entirely with an estimated $3.06M sold.

  • 127 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2019, down from 137 in Q1 2019.
  • Funds reported $133M of Applied Optoelectronics stock for Q2 2019, down 13% quarter-over-quarter.
  • 20 funds opened new Applied Optoelectronics positions in Q2 2019 and 26 closed out, a net change of -6 holders.
  • The largest Applied Optoelectronics buyer in Q2 2019 was Morgan Stanley, an estimated $3.99M added.
  • The largest Applied Optoelectronics seller in Q2 2019 was Alyeska Investment Group, an estimated $3.06M sold.

Based on aggregated 13F filings for Q2 2019.