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Applied Optoelectronics
AAOI

Overview Fund Activity

95 hedge funds and large institutions have $284M invested in Applied Optoelectronics in 2016 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
+13
Holders Change %
+15.85%
% of All Funds
2.54%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
31
Increased
31
Reduced
25
Closed
18
Calls
$5.24M
Puts
$5.73M
Net Calls
-$486K
Net Calls Change
-$584K

Top Buyers

1
WRCM
1
Whale Rock Capital Management
Massachusetts
$14.6M
2
TCM
2
Trafelet Capital Management
New York
$22.8M
3
VCM
3
Venator Capital Management
Ontario, Canada
$3.2M
4
EI
4
EAM Investors
California
$2.98M
5
HT
5
HAP Trading
New York
$2.7M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$42.5M
2
CCPM
2
Cooper Creek Partners Management
New York
$0
3
AAP
3
Ardsley Advisory Partners
Connecticut
$0
4
WA
4
Wasatch Advisors
Utah
$0
5
PI
5
Putnam Investments
Massachusetts
$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
NFA
76
Nationwide Fund Advisors
Ohio
$240K – – –
Goldman Sachs
77
Goldman Sachs
New York
$234K +$234K +10,529 New
AIG
78
American International Group
New York
$211K +$311 +14 +0.1%
AQR Capital Management
79
AQR Capital Management
Connecticut
$205K -$716K -32,282 -78%
BA
80
BlackRock Advisors
Delaware
$191K +$1.95K +88 +1%
JPMorgan Chase & Co
81
JPMorgan Chase & Co
New York
$173K +$173K +7,796 New
Barclays
82
Barclays
United Kingdom
$173K +$173K +7,802 New
SG Americas Securities
83
SG Americas Securities
New York
$117K +$117K +5,280 New
CAM
84
ClariVest Asset Management
California
$116K +$116K +5,224 New
BlackRock
85
BlackRock
New York
$92K +$5.97K +270 +7%
Legal & General Group
86
Legal & General Group
United Kingdom
$55K -$7.59K -362 -12%
Group One Trading
87
Group One Trading
Illinois
$40K +$35.3K +1,600 +744%
Bank of America
88
Bank of America
North Carolina
$31K +$19.5K +878 +169%
Citigroup
89
Citigroup
New York
$30K -$58.7K -2,605 -66%
BNP Paribas Financial Markets
90
BNP Paribas Financial Markets
France
$25.4K +$11.2K +504 +79%
Nisa Investment Advisors
91
Nisa Investment Advisors
Missouri
$22K – – –
TRCT
92
Tower Research Capital (TRC)
New York
$11K +$11K +500 New
IA
93
IFP Advisors
Florida
$7K -$7K -300 -50%
TCIM
94
TIAA CREF Investment Management
New York
$1.01K -$172 -7,729 -15%
VOYA Investment Management
95
VOYA Investment Management
Georgia
$208 +$208 +9,348 New
CCPM
96
Cooper Creek Partners Management
New York
– -$6.14M -550,861 Closed
AAP
97
Ardsley Advisory Partners
Connecticut
– -$6.13M -550,000 Closed
WA
98
Wasatch Advisors
Utah
– -$5.51M -494,417 Closed
GIPM
99
G2 Investment Partners Management
New York
– -$1.36M -122,098 Closed
Allianz Asset Management
100
Allianz Asset Management
Germany
– -$1.05M -93,967 Closed
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