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Applied Optoelectronics

92 hedge funds and large institutions have $214M invested in Applied Optoelectronics in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more call options, than puts

Call options by funds: $223K | Put options by funds: $85K

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

95% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 19

14% more funds holding

Funds holding: 8192 (+11)

8% less capital invested

Capital invested by funds: $232M → $214M (-$18.4M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
92
Holders Change
+11
Holders Change %
+13.58%
% of All Funds
2.45%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
21
Increased
37
Reduced
19
Closed
10
Calls
$223K
Puts
$85K
Net Calls
+$138K
Net Calls Change
+$143K
Name Holding Trade Value Shares
Change
Change in
Stake
CG
76
Cutler Group
California
$125K -$426K -26,800 -76%
BA
77
BlackRock Advisors
Delaware
$123K +$30.7K +1,929 +31%
Legal & General Group
78
Legal & General Group
United Kingdom
$45K
Simplex Trading
79
Simplex Trading
Illinois
$25K +$27.3K +1,714 New
TRCT
80
Tower Research Capital (TRC)
New York
$20K +$14.6K +919 +230%
Creative Planning
81
Creative Planning
Kansas
$18K
BlackRock
82
BlackRock
New York
$15K +$9.16K +576 +151%
Nisa Investment Advisors
83
Nisa Investment Advisors
Missouri
$15K +$15.9K +1,000 New
Bank of Montreal
84
Bank of Montreal
Ontario, Canada
$5K
MTIP
85
Magee Thomson Investment Partners
California
$5K
BBHC
86
Brown Brothers Harriman & Co
New York
$4K
MFS
87
MSI Financial Services
Massachusetts
$3K
UMA
88
USA Mutuals Advisors
Texas
$2K
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$2K +$64 +4 +3%
Geode Capital Management
90
Geode Capital Management
Massachusetts
$1.52K +$29.5K +1,854 +2%
Barclays
91
Barclays
United Kingdom
$1K +$1.08K +68 New
Lord, Abbett & Co
92
Lord, Abbett & Co
New Jersey
-$2.57M -149,742 Closed
D.E. Shaw & Co
93
D.E. Shaw & Co
New York
-$912K -53,159 Closed
BCM
94
Bridgeway Capital Management
Texas
-$517K -30,150 Closed
Citadel Advisors
95
Citadel Advisors
Florida
-$401K -25,204 Closed
NI
96
Numeric Investors
Massachusetts
-$221K -12,900 Closed
QT
97
Quantbot Technologies
New York
-$78K -4,558 Closed
BNP Paribas Financial Markets
98
BNP Paribas Financial Markets
France
-$55.9K -3,258 Closed
KC
99
Kingfisher Capital
North Carolina
-$8K -471 Closed
Bank of America
100
Bank of America
North Carolina
-$7K -411 Closed

AAOI Hedge Fund Activity: Q1 2016 in Review

92 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2016, worth a combined $214M — down 7.9% from $232M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 10 closed out — a net gain of 11 holders — while 37 added to existing stakes and 19 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $4.64M. The largest seller was Whale Rock Capital Management, cutting an estimated $4.32M.

  • 92 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2016, up from 81 in Q4 2015.
  • Funds reported $214M of Applied Optoelectronics stock for Q1 2016, down 7.9% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q1 2016 and 10 closed out, a net change of +11 holders.
  • The largest Applied Optoelectronics buyer in Q1 2016 was Wellington Management Group, an estimated $4.64M added.
  • The largest Applied Optoelectronics seller in Q1 2016 was Whale Rock Capital Management, an estimated $4.32M sold.

Based on aggregated 13F filings for Q1 2016.