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Applied Optoelectronics
AAOI

Overview Fund Activity

72 hedge funds and large institutions have $94M invested in Applied Optoelectronics in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-14
Holders Change %
-16.28%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
18
Increased
25
Reduced
23
Closed
30
Calls
$161K
Puts
$320K
Net Calls
-$159K
Net Calls Change
-$164K

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$14.7M
2
KCM
2
Kennedy Capital Management
Missouri
$3.82M
3
NCM
3
Newland Capital Management
New York
$7.08M
4
Alyeska Investment Group
4
Alyeska Investment Group
Illinois
$3.44M
5
GCM
5
Goldman Capital Management
New York
$1.48M

Top Sellers

1
EMFAT
1
Emerald Mutual Fund Advisers Trust
Pennsylvania
$0
2
EA
2
Emerald Advisers
Pennsylvania
$0
3
PCM
3
Portolan Capital Management
Massachusetts
$0
4
CPIM
4
Columbia Partners Investment Management
Virginia
$668K
5
NIP
5
Nicholas Investment Partners
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NIP
76
Nicholas Investment Partners
California
– -$3.84M -238,428 Closed
TI
77
Turner Investments
Pennsylvania
– -$3.48M -216,170 Closed
KCM
78
Kingdon Capital Management
New York
– -$2.63M -163,204 Closed
SRFM
79
Shannon River Fund Management
New York
– -$2.35M -145,700 Closed
WSA
80
Wall Street Associates
California
– -$2.02M -125,547 Closed
GP
81
Grow Partners
California
– -$1.99M -123,500 Closed
EI
82
EAM Investors
California
– -$1.93M -119,893 Closed
AWCI
83
Alpine Woods Capital Investors
New York
– -$1.74M -108,228 Closed
NC
84
Northpointe Capital
Michigan
– -$1.69M -104,640 Closed
ACM
85
Afton Capital Management
North Carolina
– -$1.32M -82,206 Closed
DCM
86
Dialectic Capital Management
Connecticut
– -$835K -51,884 Closed
California Public Employees Retirement System
87
California Public Employees Retirement System
California
– -$658K -40,839 Closed
MCC
88
Mid Continent Capital
Illinois
– -$526K -32,645 Closed
FAM
89
Fortaleza Asset Management
Illinois
– -$520K -32,320 Closed
Citadel Advisors
90
Citadel Advisors
Florida
– -$429K -26,656 Closed
RFC
91
Regions Financial Corp
Alabama
– -$328K -20,389 Closed
D.E. Shaw & Co
92
D.E. Shaw & Co
New York
– -$302K -18,729 Closed
SB
93
Suntrust Banks
Georgia
– -$248K -15,429 Closed
MLICM
94
Metropolitan Life Insurance Company (MetLife)
New York
– -$192K -11,900 Closed
FM
95
Forward Management
California
– -$177K -11,000 Closed
FAM
96
Fred Alger Management
New York
– -$87K -5,434 Closed
Bank of America
97
Bank of America
North Carolina
– -$46K -2,856 Closed
BNP Paribas Financial Markets
98
BNP Paribas Financial Markets
France
– -$18.9K -1,175 Closed
PSC
99
Piper Sandler & Co
Minnesota
– -$17K -1,055 Closed
US Bancorp
100
US Bancorp
Minnesota
– -$10K -644 Closed
1 2 3
4
5