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Applied Optoelectronics
AAOI

Overview Fund Activity

86 hedge funds and large institutions have $141M invested in Applied Optoelectronics in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 41 increasing their positions, 30 reducing their positions, and 16 closing their positions.

Holders
86
Holders Change
-7
Holders Change %
-7.53%
% of All Funds
2.5%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
9
Increased
41
Reduced
30
Closed
16
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
NCM
1
Newland Capital Management
New York
$5.1M
2
WRF
2
Waddell & Reed Financial
Kansas
$4.08M
3
SI
3
Sprott Inc
Ontario, Canada
$3.01M
4
NC
4
Northpointe Capital
Michigan
$1.69M
5
RJA
5
Raymond James & Associates
Florida
$1.86M

Top Sellers

1
PWAM
1
Park West Asset Management
California
$0
2
GP
2
Grow Partners
California
$1.99M
3
WSA
3
Wall Street Associates
California
$2.02M
4
FAM
4
Fred Alger Management
New York
$87K
5
PC
5
Pier Capital
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
76
Citigroup
New York
$25K +$5.83K +359 +30%
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$18.9K +$18.4K +1,140 +3,257%
PSC
78
Piper Sandler & Co
Minnesota
$17K +$17K +1,053 +52,650%
US Bancorp
79
US Bancorp
Minnesota
$10K +$606 +39 +6%
Royal Bank of Canada
80
Royal Bank of Canada
Ontario, Canada
$8K -$62.4K -3,900 -89%
BlackRock
81
BlackRock
New York
$6K – – –
GT
82
Glenmede Trust
Pennsylvania
$4K +$597 +43 +18%
Barclays
83
Barclays
United Kingdom
$2K -$1.86K -143 -48%
MA
84
MUFG Americas
New York
$2K +$2K +140 New
Manulife (Manufacturers Life Insurance)
85
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$149 -$3 -190 -2%
PWAM
86
Park West Asset Management
California
– -$7.51M -323,869 Closed
PC
87
Pier Capital
Connecticut
– -$3.15M -135,705 Closed
RIM
88
RS Investment Management
California
– -$2.07M -89,000 Closed
DCM
89
Driehaus Capital Management
Illinois
– -$1.55M -66,966 Closed
PCM
90
Palisade Capital Management
New Jersey
– -$1.16M -50,000 Closed
Jane Street
91
Jane Street
New York
– -$1.06M -45,866 Closed
ICAP
92
Independence Capital Asset Partners
Colorado
– -$841K -36,264 Closed
PMAM
93
Picton Mahoney Asset Management
Ontario, Canada
– -$652 -28,100 Closed
Marshall Wace
94
Marshall Wace
United Kingdom
– -$574K -24,721 Closed
SPM
95
Symmetry Peak Management
Pennsylvania
– -$495K -21,328 Closed
TMC
96
Trellus Management Company
Florida
– -$401K -17,290 Closed
VOYA Investment Management
97
VOYA Investment Management
Georgia
– -$217K -9,348 Closed
PCM
98
Prelude Capital Management
New York
– -$49K -2,110 Closed
VFA
99
Virtus Fund Advisers
Connecticut
– -$29K -1,261 Closed
Bank of Montreal
100
Bank of Montreal
Ontario, Canada
– -$3K -120 Closed
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