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Applied Optoelectronics

160 hedge funds and large institutions have $342M invested in Applied Optoelectronics in 2018 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 57 increasing their positions, 52 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.4% more ownership

Funds ownership: 62.55%69.94% (+7.4%)

10% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 52

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 172160 (-12)

25% less capital invested

Capital invested by funds: $457M → $342M (-$115M)

29% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 34

30% less call options, than puts

Call options by funds: $27.2M | Put options by funds: $38.7M

Holders
160
Holders Change
-12
Holders Change %
-6.98%
% of All Funds
3.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
24
Increased
57
Reduced
52
Closed
34
Calls
$27.2M
Puts
$38.7M
Net Calls
-$11.6M
Net Calls Change
+$33.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
51
Legal & General Group
United Kingdom
$886K +$37.2K +1,197 +3%
FIM
52
Freedom Investment Management
Connecticut
$874K +$129K +4,145 +13%
CS
53
Credit Suisse
Switzerland
$861K +$455K +14,638 +74%
TA
54
Teachers Advisors
New York
$841K
Prudential Financial
55
Prudential Financial
New Jersey
$813K +$9.33K +300 +0.9%
Swiss National Bank
56
Swiss National Bank
Switzerland
$802K +$56K +1,800 +6%
AWCI
57
Alpine Woods Capital Investors
New York
$781K
ASRS
58
Arizona State Retirement System
Arizona
$771K -$56K -1,800 -6%
MSU
59
Mizuho Securities USA
New York
$759K +$943K +30,300 New
California State Teachers Retirement System (CalSTRS)
60
California State Teachers Retirement System (CalSTRS)
California
$715K -$31.1K -1,001 -3%
Federated Hermes
61
Federated Hermes
Pennsylvania
$714K +$880K +28,282 +13,663%
LCM
62
Logan Capital Management
Pennsylvania
$713K -$882K -28,362 -50%
New York State Common Retirement Fund
63
New York State Common Retirement Fund
New York
$707K
BPM
64
Bowling Portfolio Management
Ohio
$699K -$158K -5,074 -15%
Comerica Bank
65
Comerica Bank
Texas
$641K +$14.4K +462 +2%
LPL Financial
66
LPL Financial
California
$612K -$30.1K -969 -4%
New York State Teachers Retirement System (NYSTRS)
67
New York State Teachers Retirement System (NYSTRS)
New York
$609K -$165K -5,300 -18%
Canada Life
68
Canada Life
Manitoba, Canada
$608K
AllianceBernstein
69
AllianceBernstein
Tennessee
$586K +$68.4K +2,200 +10%
USAA
70
United Services Automobile Association
Texas
$584K +$724K +23,285 New
Axa
71
Axa
France
$564K -$171K -5,500 -20%
WBC
72
Westpac Banking Corp
Australia
$525K
Credit Agricole
73
Credit Agricole
France
$502K +$622K +20,000 New
BLAM
74
Bourne Lent Asset Management
New York
$496K +$131K +4,200 +27%
Creative Planning
75
Creative Planning
Kansas
$493K +$24.1K +775 +4%

AAOI Hedge Fund Activity: Q1 2018 in Review

160 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2018, worth a combined $342M — down 25% from $457M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of AAOI and 24 opened new positions — a net loss of 10 holders — while 52 trimmed existing stakes and 57 added.

The largest buyer was Susquehanna International Group, adding an estimated $22.4M. The largest seller was Marble Arch Investments, exiting entirely with an estimated $13.6M sold.

  • 160 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2018, down from 172 in Q4 2017.
  • Funds reported $342M of Applied Optoelectronics stock for Q1 2018, down 25% quarter-over-quarter.
  • 24 funds opened new Applied Optoelectronics positions in Q1 2018 and 34 closed out, a net change of -10 holders.
  • The largest Applied Optoelectronics buyer in Q1 2018 was Susquehanna International Group, an estimated $22.4M added.
  • The largest Applied Optoelectronics seller in Q1 2018 was Marble Arch Investments, an estimated $13.6M sold.

Based on aggregated 13F filings for Q1 2018.