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Applied Optoelectronics
AAOI

Overview Fund Activity

95 hedge funds and large institutions have $284M invested in Applied Optoelectronics in 2016 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
+13
Holders Change %
+15.85%
% of All Funds
2.54%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
31
Increased
31
Reduced
25
Closed
18
Calls
$5.24M
Puts
$5.73M
Net Calls
-$486K
Net Calls Change
-$584K

Top Buyers

1
WRCM
1
Whale Rock Capital Management
Massachusetts
$14.6M
2
TCM
2
Trafelet Capital Management
New York
$22.8M
3
VCM
3
Venator Capital Management
Ontario, Canada
$3.2M
4
EI
4
EAM Investors
California
$2.98M
5
HT
5
HAP Trading
New York
$2.7M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$42.5M
2
CCPM
2
Cooper Creek Partners Management
New York
$0
3
AAP
3
Ardsley Advisory Partners
Connecticut
$0
4
WA
4
Wasatch Advisors
Utah
$0
5
PI
5
Putnam Investments
Massachusetts
$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
51
Highbridge Capital Management
New York
$615K +$615K +27,700 New
CS
52
Credit Suisse
Switzerland
$587K +$587K +26,436 New
EGM
53
Engineers Gate Manager
New York
$557K +$557K +25,076 New
BCM
54
Bridgeway Capital Management
Texas
$555K +$555K +25,000 New
WC
55
Wexford Capital
Florida
$533K +$533K +24,000 New
Charles Schwab
56
Charles Schwab
California
$531K – – –
ID
57
Integral Derivatives
New York
$489K +$489K +22,015 New
Royal Bank of Canada
58
Royal Bank of Canada
Ontario, Canada
$474K +$454K +20,400 +2,267%
GFG
59
Gray Financial Group
Georgia
$461K – – –
HPA
60
Hilltop Park Associates
New York
$444K +$444K +20,000 New
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
$431K +$18.9K +850 +5%
NI
62
Numeric Investors
Massachusetts
$386K +$386K +17,400 New
1CM
63
1492 Capital Management
Wisconsin
$382K -$18.6K -839 -5%
New York State Common Retirement Fund
64
New York State Common Retirement Fund
New York
$338K – – –
Deutsche Bank
65
Deutsche Bank
Germany
$334K -$9.01K -407 -3%
EEG
66
E.E. Geduld
$333K -$400K -18,000 -55%
UBS Group
67
UBS Group
Switzerland
$311K -$401K -18,032 -56%
AllianceBernstein
68
AllianceBernstein
Tennessee
$300K +$300K +13,500 New
FIB
69
First Interstate Bank
Montana
$284K +$122K +5,500 +75%
MLICM
70
Metropolitan Life Insurance Company (MetLife)
New York
$283K +$283K +12,728 New
Tudor Investment Corp
71
Tudor Investment Corp
Connecticut
$278K +$28.9K +1,300 +12%
LSV Asset Management
72
LSV Asset Management
Illinois
$266K +$266K +12,000 New
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$261K +$1.04K +47 +0.4%
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
$243K -$99.2K -4,463 -29%
CGH
75
Crossmark Global Holdings
Texas
$241K +$241K +3,720 New
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3
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