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Applied Optoelectronics

88 hedge funds and large institutions have $234M invested in Applied Optoelectronics in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 36 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

71% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 21

37% more capital invested

Capital invested by funds: $171M → $234M (+$62.9M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

9% more funds holding

Funds holding: 8188 (+7)

44% less call options, than puts

Call options by funds: $2.35M | Put options by funds: $4.18M

Holders
88
Holders Change
+7
Holders Change %
+8.64%
% of All Funds
2.46%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
21
Increased
36
Reduced
21
Closed
12
Calls
$2.35M
Puts
$4.18M
Net Calls
-$1.83M
Net Calls Change
-$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
TDC
51
Thompson Davis & Co
Virginia
$630K -$551K -28,253 -46%
MCM
52
Mork Capital Management
California
$601K
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$580K +$70.1K +3,600 +13%
D.E. Shaw & Co
54
D.E. Shaw & Co
New York
$578K +$294K +15,106 +96%
BCM
55
Bridgeway Capital Management
Texas
$563K
TA
56
Teachers Advisors
New York
$479K +$37.8K +1,941 +8%
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$460K -$1.09M -56,120 -70%
TFA
58
Toth Financial Advisory
Virginia
$448K +$465K +23,850 New
Charles Schwab
59
Charles Schwab
California
$408K
HCM
60
Highbridge Capital Management
New York
$396K +$411K +21,097 New
NCCM
61
Nine Chapters Capital Management
New Jersey
$347K +$360K +18,500 New
GCP
62
GSA Capital Partners
United Kingdom
$316K +$328K +16,836 New
New York State Common Retirement Fund
63
New York State Common Retirement Fund
New York
$285K -$11.5K -588 -4%
DTL
64
Dynamic Technology Lab
Singapore
$276K +$287K +14,726 New
RhumbLine Advisers
65
RhumbLine Advisers
Massachusetts
$270K +$17.4K +893 +7%
MERSOM
66
Municipal Employees' Retirement System of Michigan
Michigan
$250K +$260K +13,320 New
PPA
67
Parametric Portfolio Associates
Washington
$243K +$252K +12,931 New
MLICM
68
Metropolitan Life Insurance Company (MetLife)
New York
$235K +$14K +717 +6%
PSC
69
Piper Sandler & Co
Minnesota
$188K +$195K +10,000 New
NFA
70
Nationwide Fund Advisors
Ohio
$183K +$1.05K +54 +0.6%
AIG
71
American International Group
New York
$169K +$195 +10 +0.1%
BA
72
BlackRock Advisors
Delaware
$155K +$12.5K +641 +8%
PCM
73
Polaris Capital Management
Massachusetts
$151K
Creative Planning
74
Creative Planning
Kansas
$127K +$132K +6,785 New
BNP Paribas Financial Markets
75
BNP Paribas Financial Markets
France
$63K +$41.1K +2,110 +170%

AAOI Hedge Fund Activity: Q3 2015 in Review

88 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2015, worth a combined $234M — up 37% from $171M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 12 closed out — a net gain of 9 holders — while 36 added to existing stakes and 21 trimmed.

The largest buyer was Whale Rock Capital Management, opening a new position worth an estimated $15.8M. The largest seller was Wellington Management Group, cutting an estimated $6.6M.

  • 88 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2015, up from 81 in Q2 2015.
  • Funds reported $234M of Applied Optoelectronics stock for Q3 2015, up 37% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q3 2015 and 12 closed out, a net change of +9 holders.
  • The largest Applied Optoelectronics buyer in Q3 2015 was Whale Rock Capital Management, an estimated $15.8M added.
  • The largest Applied Optoelectronics seller in Q3 2015 was Wellington Management Group, an estimated $6.6M sold.

Based on aggregated 13F filings for Q3 2015.