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Applied Optoelectronics

204 hedge funds and large institutions have $959M invested in Applied Optoelectronics in 2017 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 79 increasing their positions, 55 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 55

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

2% less capital invested

Capital invested by funds: $981M → $959M (-$21.2M)

9% less first-time investments, than exits

New positions opened: 50 | Existing positions closed: 55

3% less funds holding

Funds holding: 210204 (-6)

6.28% less ownership

Funds ownership: 83.44%77.16% (-6.3%)

35% less call options, than puts

Call options by funds: $154M | Put options by funds: $236M

Holders
204
Holders Change
-6
Holders Change %
-2.86%
% of All Funds
5.09%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
50
Increased
79
Reduced
55
Closed
55
Calls
$154M
Puts
$236M
Net Calls
-$81.5M
Net Calls Change
-$72.9M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$7.92M +$1.12M +15,898 +15%
SC
27
Sculptor Capital
New York
$7.89M +$8.62M +122,000 New
HP
28
Hound Partners
New York
$7.85M +$8.58M +121,446 New
SG Americas Securities
29
SG Americas Securities
New York
$7.56M +$8.27M +116,953 New
Ameriprise
30
Ameriprise
Minnesota
$7.07M -$2.11M -29,825 -21%
GCM
31
Goldman Capital Management
New York
$6.77M -$6M -84,900 -45%
Charles Schwab
32
Charles Schwab
California
$6.68M +$4.63M +65,526 +174%
Lord, Abbett & Co
33
Lord, Abbett & Co
New Jersey
$6.57M -$7.87M -111,382 -52%
EA
34
Emerald Advisers
Pennsylvania
$6.55M -$6.75M -95,575 -49%
JG
35
Jefferies Group
New York
$6.47M +$7.07M +100,001 New
ZDA
36
Zweig-DiMenna Associates
New York
$5.61M +$5.07M +71,682 +478%
Fuller & Thaler Asset Management
37
Fuller & Thaler Asset Management
California
$5.6M -$1.94M -27,475 -24%
AQR Capital Management
38
AQR Capital Management
Connecticut
$5.49M -$58.7K -830 -1%
LSV Asset Management
39
LSV Asset Management
Illinois
$5.14M -$191K -2,700 -3%
EMFAT
40
Emerald Mutual Fund Advisers Trust
Pennsylvania
$4.78M -$6.99M -98,932 -57%
Wells Fargo
41
Wells Fargo
California
$4.62M +$1.38M +19,519 +38%
Barclays
42
Barclays
United Kingdom
$4.49M -$1.87M -26,457 -28%
SPIA
43
Steward Partners Investment Advisory
New York
$4.34M +$339K +4,793 +8%
RJFSA
44
Raymond James Financial Services Advisors
Florida
$4.31M +$2.46M +34,806 +110%
LCM
45
Logan Capital Management
Pennsylvania
$4.03M +$4.4M +62,263 New
KCM
46
Kennedy Capital Management
Missouri
$3.75M -$4.39M -62,122 -52%
MCC
47
Malaga Cove Capital
California
$3.74M +$1.4M +19,829 +51%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.4M +$2.68M +37,965 +259%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$3.29M +$297K +4,207 +9%
TCIM
50
TIAA CREF Investment Management
New York
$3.15M -$279K -3,948 -7%

AAOI Hedge Fund Activity: Q3 2017 in Review

204 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2017, worth a combined $959M — down 2.2% from $981M a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of AAOI and 50 opened new positions — a net loss of 5 holders — while 55 trimmed existing stakes and 79 added.

The largest buyer was State of Tennessee, Department of Treasury, adding an estimated $30.7M. The largest seller was Wellington Management Group, cutting an estimated $61.9M.

  • 204 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2017, down from 210 in Q2 2017.
  • Funds reported $959M of Applied Optoelectronics stock for Q3 2017, down 2.2% quarter-over-quarter.
  • 50 funds opened new Applied Optoelectronics positions in Q3 2017 and 55 closed out, a net change of -5 holders.
  • The largest Applied Optoelectronics buyer in Q3 2017 was State of Tennessee, Department of Treasury, an estimated $30.7M added.
  • The largest Applied Optoelectronics seller in Q3 2017 was Wellington Management Group, an estimated $61.9M sold.

Based on aggregated 13F filings for Q3 2017.