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Applied Optoelectronics
AAOI

50 hedge funds and large institutions have $52.8M invested in Applied Optoelectronics in 2013 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,300% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 1

614% more funds holding

Funds holding: 7 → 50 (+43)

388% more capital invested

Capital invested by funds: $10.8M → $52.8M (+$42M)

100% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 2

Holders
50
Holders Change
+43
Holders Change %
+614.29%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
44
Increased
4
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
+$5.58M
2
CPIM
Columbia Partners Investment Management
Virginia
+$3.86M
3
EI
EAM Investors
California
+$1.66M
4
FWIA
Fort Washington Investment Advisors
Ohio
+$1.66M
5
GC
Guggenheim Capital
Illinois
+$1.61M

Top Sellers

Rank Fund Capital Flow
1
PWAM
Park West Asset Management
California
-$2.48M
2
WA
Wasatch Advisors
Utah
-$434K
3
Ameriprise
Ameriprise
Minnesota
-$382K
Name Holding Trade Value Shares
Change 		Change in
Stake
NC
26
Northpointe Capital
Michigan
$258K +$219K +17,090 New
MTIP
27
Magee Thomson Investment Partners
California
$243K +$208K +16,216 New
PCM
28
Prelude Capital Management
New York
$216K +$184K +14,400 New
MCC
29
Mid Continent Capital
Illinois
$197K +$168K +13,100 New
TCIM
30
TIAA CREF Investment Management
New York
$168K +$143K +11,181 New
Geode Capital Management
31
Geode Capital Management
Massachusetts
$161K +$138K +10,780 New
TC
32
TFS Capital
Pennsylvania
$154K +$131K +10,250 New
BIM
33
BlackRock Investment Management
Delaware
$145K +$124K +9,675 New
California State Teachers Retirement System (CalSTRS)
34
California State Teachers Retirement System (CalSTRS)
California
$113K +$96K +7,500 New
Toronto Dominion Bank
35
Toronto Dominion Bank
Ontario, Canada
$83K +$71K +5,550 New
TDC
36
Thompson Davis & Co
Virginia
$64K +$54.4K +4,250 New
TA
37
Teachers Advisors
New York
$61K +$52.4K +4,090 New
Bank of America
38
Bank of America
North Carolina
$58K +$49.2K +3,846 New
NFA
39
Nationwide Fund Advisors
Ohio
$46K +$39.2K +3,059 New
AIG
40
American International Group
New York
$41.2K +$35.2K +2,748 New
BA
41
BlackRock Advisors
Delaware
$30K +$25.7K +2,009 New
Citigroup
42
Citigroup
New York
$30K +$26.2K +2,048 New
SO
43
STRS Ohio
Ohio
$26K +$21.8K +1,700 New
HNB
44
Huntington National Bank
Ohio
$15K +$12.7K +992 New
US Bancorp
45
US Bancorp
Minnesota
$12K +$10K +783 New
Deutsche Bank
46
Deutsche Bank
Germany
$12K +$11.2K +876 New
MAA
47
Managed Account Advisors
New Jersey
$6K +$5.25K +410 New
Barclays
48
Barclays
United Kingdom
$6K +$5.36K +419 New
GT
49
Glenmede Trust
Pennsylvania
$2K +$2.23K +174 New
PSC
50
Piper Sandler & Co
Minnesota
$1K +$461 +36 New
1
2
3

AAOI Hedge Fund Activity: Q4 2013 in Review

50 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2013, worth a combined $52.8M — up 388% from $10.8M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new AAOI positions and 1 closed out — a net gain of 43 holders — while 4 added to existing stakes and 2 trimmed.

The largest buyer was Emerald Mutual Fund Advisers Trust, adding an estimated $5.58M. The largest seller was Park West Asset Management, cutting an estimated $2.48M.

  • 50 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2013, up from 7 in Q3 2013.
  • Funds reported $52.8M of Applied Optoelectronics stock for Q4 2013, up 388% quarter-over-quarter.
  • 44 funds opened new Applied Optoelectronics positions in Q4 2013 and 1 closed out, a net change of +43 holders.
  • The largest Applied Optoelectronics buyer in Q4 2013 was Emerald Mutual Fund Advisers Trust, an estimated $5.58M added.
  • The largest Applied Optoelectronics seller in Q4 2013 was Park West Asset Management, an estimated $2.48M sold.

Based on aggregated 13F filings for Q4 2013.