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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-5.18%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$521M
AUM Growth
-$16.9M
Cap. Flow
+$13M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.71%
Holding
527
New
52
Increased
58
Reduced
45
Closed
71

Top Buys

Rank Stock Value
1
DBRG icon
DigitalBridge
DBRG
+$3.76M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$3.57M
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$3.09M
4
BBDC icon
Barings BDC
BBDC
+$1.9M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.81M

Top Sells

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$9.56M
2
RIG icon
Transocean
RIG
+$4.05M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$2.05M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$1.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$1.04M

Sector Composition

Rank Sector Weight
1 Financials 33.89%
2 Real Estate 21.69%
3 Industrials 7.41%
4 Energy 3.2%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZ icon
76
Lazard
LAZ
$4.24B
$1.27M 0.24%
25,000
-1,500
-6% -$78.6K
LMT icon
77
Lockheed Martin
LMT
$140B
$1.26M 0.24%
6,900
– –
OLP
78
One Liberty Properties
OLP
$523M
$1.26M 0.24%
62,077
– –
T icon
79
AT&T
T
$166B
$1.25M 0.24%
47,002
– –
VOD icon
80
Vodafone
VOD
$37.2B
$1.24M 0.24%
37,600
+6,073
+19% +$203K
BP icon
81
BP
BP
$111B
$1.23M 0.24%
34,109
– –
RY icon
82
Royal Bank of Canada
RY
$297B
$1.2M 0.23%
16,800
– –
RAI
83
DELISTED
Reynolds American Inc
RAI
$1.18M 0.23%
40,000
– –
GE icon
84
GE Aerospace
GE
$379B
$1.18M 0.23%
9,598
+2,086
+28% +$260K
VR
85
DELISTED
Validus Hold Ltd
VR
$1.17M 0.23%
30,000
– –
RSG icon
86
Republic Services
RSG
$65.6B
$1.17M 0.22%
30,000
– –
MXIM
87
DELISTED
Maxim Integrated Products
MXIM
$1.16M 0.22%
38,500
– –
WM icon
88
Waste Management
WM
$90.5B
$1.15M 0.22%
24,200
– –
PM icon
89
Philip Morris
PM
$290B
$1.14M 0.22%
13,700
– –
DIN icon
90
Dine Brands
DIN
$462M
$1.13M 0.22%
13,800
– –
RDS.A
91
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.11M 0.21%
15,631
– –
ABDC
92
DELISTED
Alcentra Capital Corp
ABDC
$1.06M 0.2%
+80,000
New +$1.09M
FULL
93
DELISTED
Full Circle Capital Corporation
FULL
$1.03M 0.2%
161,144
– –
TXN icon
94
Texas Instruments
TXN
$253B
$1.02M 0.2%
21,500
– –
AJG icon
95
Arthur J. Gallagher & Co
AJG
$65.5B
$1.02M 0.2%
22,500
– –
INTC icon
96
Intel
INTC
$509B
$988K 0.19%
28,400
– –
WU icon
97
Western Union
WU
$2.23B
$978K 0.19%
61,000
– –
DINO icon
98
HF Sinclair
DINO
$15.6B
$961K 0.18%
22,000
– –
HYS icon
99
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$933K 0.18%
9,000
+1,000
+13% +$105K
MAIN icon
100
Main Street Capital
MAIN
$5.47B
$919K 0.18%
30,000
– –
2 3
4
5 6

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Yorktown Management & Research Company's Q3 2014 Portfolio in Review

As of Q3 2014, Yorktown Management & Research Company held 527 positions worth $521M, down 3.1% from $538M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Yorktown Management & Research Company's Q3 2014 filing shows 52 new, 58 increased, 45 reduced and 71 closed positions. Its largest new stake was DigitalBridge: 50,000 shares worth $3.68M. The largest sale was Prospect Capital, an estimated $9.56M.

By sector, the portfolio is most concentrated in Financials at 34% of assets, down from 35% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2014 buy was DigitalBridge: 50,000 shares worth $3.68M.
  • Yorktown Management & Research Company added most to BlackRock Capital Investment Corporation in Q3 2014, an estimated $3.57M increase.
  • Yorktown Management & Research Company's biggest Q3 2014 reduction was Seadrill Limited Common Stock, cutting an estimated $2.05M.
  • Yorktown Management & Research Company fully exited Prospect Capital in Q3 2014, selling an estimated $9.56M.
  • Yorktown Management & Research Company's ten largest holdings make up 26% of its $521M portfolio in Q3 2014.
  • Yorktown Management & Research Company opened 52 new positions and closed 71 in Q3 2014.
  • Yorktown Management & Research Company's portfolio value fell 3.1% quarter-over-quarter to $521M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2014, filed 31 Oct 2014.