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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
401
Vodafone
VOD
$37.2B
– –
-50,000
Closed -$1.46M
VVR icon
402
Invesco Senior Income Trust
VVR
$457M
– –
-142,347
Closed -$616K
WIT icon
403
Wipro
WIT
$19.3B
– –
-103,467
Closed -$188K
WU icon
404
Western Union
WU
$2.23B
– –
-20,100
Closed -$418K
TUP
405
DELISTED
Tupperware Brands Corporation
TUP
– –
-3,200
Closed -$209K
SRC
406
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,899
Closed -$173K
SUNS
407
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-40,000
Closed -$648K
TLI
408
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-72,900
Closed -$780K
AFH
409
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
– –
-13,000
Closed -$205K
LM
410
DELISTED
Legg Mason, Inc.
LM
– –
-6,000
Closed -$201K
ADRU
411
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
– –
-10,000
Closed -$195K
ITG
412
DELISTED
Investment Technology Group Inc
ITG
– –
-17,700
Closed -$303K
DRA
413
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-80,000
Closed -$1.38M
KMM
414
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-205,019
Closed -$1.75M
STRZA
415
DELISTED
Starz - Series A
STRZA
– –
-8,000
Closed -$250K
JSD
416
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-87,091
Closed -$1.47M
JRO
417
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-233,915
Closed -$2.59M
PEI
418
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-580
Closed -$200K
FTR
419
DELISTED
Frontier Communications Corp.
FTR
– –
-60,000
Closed -$3.74M
MTGE
420
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-400,000
Closed -$6.88M
JPW
421
DELISTED
Nuveen Flexible Invstment Fd
JPW
– –
-11,600
Closed -$199K
13 14 15 16
17

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.