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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
376
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-87,900
Closed -$1.2M
FRA icon
377
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
– –
-185,000
Closed -$2.56M
GOOGL icon
378
Alphabet (Google) Class A
GOOGL
$4.2T
– –
-5,000
Closed -$201K
HIO
379
Western Asset High Income Opportunity Fund
HIO
$340M
– –
-210,000
Closed -$1.06M
IRT icon
380
Independence Realty Trust
IRT
$3.96B
– –
-12,400
Closed -$112K
IVR icon
381
Invesco Mortgage Capital
IVR
$802M
– –
-55,000
Closed -$8.38M
JFR icon
382
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-265,000
Closed -$2.92M
JQC icon
383
Nuveen Credit Strategies Income Fund
JQC
$717M
– –
-520,000
Closed -$4.41M
MITT
384
TPG Mortgage Investment Trust
MITT
$213M
– –
-166,667
Closed -$7.88M
NLY icon
385
Annaly Capital Management
NLY
$17.4B
– –
-172,300
Closed -$7.24M
NVO
386
Novo Nordisk
NVO
$203B
– –
-10,000
Closed -$208K
OHI icon
387
Omega Healthcare
OHI
$13.9B
– –
-6,000
Closed -$213K
PFF icon
388
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-50,000
Closed -$1.98M
PFX icon
389
PhenixFIN
PFX
$88.9M
– –
-20,012
Closed -$3.05M
PGF icon
390
Invesco Financial Preferred ETF
PGF
$668M
– –
-250,000
Closed -$4.76M
PGX icon
391
Invesco Preferred ETF
PGX
$3.76B
– –
-510,000
Closed -$7.72M
RC
392
Ready Capital
RC
$289M
– –
-365,000
Closed -$5.27M
SCM icon
393
Stellus Capital Investment Corp
SCM
$249M
– –
-40,000
Closed -$436K
SNCR
394
DELISTED
Synchronoss Technologies
SNCR
– –
-556
Closed -$206K
TOK icon
395
iShares MSCI Kokusai Fund
TOK
$257M
– –
-4,600
Closed -$250K
TPVG icon
396
TriplePoint Venture Growth BDC
TPVG
$220M
– –
-35,000
Closed -$371K
TRIB
397
Trinity Biotech
TRIB
$7.86M
– –
-173
Closed -$344K
TSCO icon
398
Tractor Supply
TSCO
$19B
– –
-20,000
Closed -$269K
VLRS
399
Controladora Vuela Compania de Aviacion
VLRS
$906M
– –
-14,000
Closed -$243K
VLT icon
400
Invesco High Income Trust II
VLT
$65.8M
– –
-20,000
Closed -$292K
13 14 15
16
17

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.