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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
251
Whirlpool
WHR
$2.79B
$211K 0.05%
+1,300
New +$230K
ALX
252
Alexander's
ALX
$1.39B
$210K 0.05%
+500
New +$215K
AZN icon
253
AstraZeneca
AZN
$246B
$210K 0.05%
+3,200
New +$209K
HON icon
254
Honeywell
HON
$74.6B
$210K 0.05%
+2,003
New +$209K
SNY icon
255
Sanofi
SNY
$105B
$210K 0.05%
5,500
– –
AJG icon
256
Arthur J. Gallagher & Co
AJG
$65.5B
$209K 0.05%
+4,100
New +$202K
CPT icon
257
Camden Property Trust
CPT
$10.9B
$209K 0.05%
+2,500
New +$219K
DEO icon
258
Diageo
DEO
$52.2B
$209K 0.05%
1,800
– –
TUP
259
DELISTED
Tupperware Brands Corporation
TUP
$209K 0.05%
+3,200
New +$201K
GEF icon
260
Greif
GEF
$5B
$208K 0.05%
+4,200
New +$180K
NVO
261
Novo Nordisk
NVO
$203B
$208K 0.05%
10,000
– –
SAFT icon
262
Safety Insurance
SAFT
$1.52B
$208K 0.05%
+3,100
New +$202K
SMG icon
263
ScottsMiracle-Gro
SMG
$3.62B
$208K 0.05%
+2,500
New +$197K
AUO
264
DELISTED
AU Optronics Corp
AUO
$208K 0.05%
+57,000
New +$218K
SNCR
265
DELISTED
Synchronoss Technologies
SNCR
$206K 0.04%
+556
New +$197K
AFH
266
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
$205K 0.04%
13,000
– –
MRCC
267
DELISTED
Monroe Capital Corp
MRCC
$204K 0.04%
13,000
– –
RCI icon
268
Rogers Communications
RCI
$19.4B
$204K 0.04%
+4,800
New +$206K
TRMK icon
269
Trustmark
TRMK
$2.79B
$204K 0.04%
+7,400
New +$199K
COLB icon
270
Columbia Banking Systems
COLB
$9.12B
$203K 0.04%
+6,200
New +$194K
DD icon
271
DuPont de Nemours
DD
$19.5B
$203K 0.04%
+1,550
New +$207K
PAYX icon
272
Paychex
PAYX
$42.8B
$203K 0.04%
3,500
– –
PKG icon
273
Packaging Corp of America
PKG
$22.8B
$203K 0.04%
+2,500
New +$191K
GD icon
274
General Dynamics
GD
$107B
$202K 0.04%
+1,300
New +$194K
PAG icon
275
Penske Automotive Group
PAG
$14.3B
$202K 0.04%
+4,200
New +$175K
9 10
11
12 13

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.