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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$197M
AUM Growth
+$36M
Cap. Flow
+$25.3M
Cap. Flow %
12.84%
Top 10 Hldgs %
56.91%
Holding
129
New
10
Increased
45
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
UEIC icon
Universal Electronics
UEIC
+$4.2M
2
JNJ icon
Johnson & Johnson
JNJ
+$3.35M
3
SPNC
Spectranetics Corp
SPNC
+$3.04M
4
MDLZ icon
Mondelez International
MDLZ
+$3.04M
5
PM icon
Philip Morris
PM
+$2.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$403K
2
DVY icon
iShares Select Dividend ETF
DVY
+$259K
3
AWK icon
American Water Works
AWK
+$254K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$252K
5
TR icon
Tootsie Roll Industries
TR
+$208K

Sector Composition

Rank Sector Weight
1 Healthcare 37.15%
2 Technology 20.97%
3 Consumer Staples 11%
4 Industrials 10.69%
5 Communication Services 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$28.2B
$27.6M 14.03%
156,460
+3,133
+2% +$501K
UEIC icon
2
Universal Electronics
UEIC
$58.9M
$26.8M 13.58%
359,455
+55,888
+18% +$4.2M
SPNC
3
DELISTED
Spectranetics Corp
SPNC
$22M 11.19%
878,451
+130,467
+17% +$3.04M
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$8.71M 4.42%
123,566
+13,715
+12% +$1.03M
MSFT icon
5
Microsoft
MSFT
$2.93T
$4.68M 2.38%
81,279
+1,937
+2% +$109K
IBM icon
6
IBM
IBM
$200B
$4.68M 2.37%
30,794
+3,138
+11% +$476K
JNJ icon
7
Johnson & Johnson
JNJ
$609B
$4.64M 2.35%
39,245
+27,615
+237% +$3.35M
XOM icon
8
ExxonMobil
XOM
$611B
$4.55M 2.31%
52,142
-100
-0.2% -$8.87K
PM icon
9
Philip Morris
PM
$301B
$4.27M 2.17%
43,951
+25,001
+132% +$2.5M
GE icon
10
GE Aerospace
GE
$364B
$4.16M 2.11%
29,305
+1,852
+7% +$276K
T icon
11
AT&T
T
$152B
$3.98M 2.02%
129,744
+83
+0.1% +$2.62K
MDLZ icon
12
Mondelez International
MDLZ
$78.3B
$3.61M 1.83%
82,206
+69,202
+532% +$3.04M
MO icon
13
Altria Group
MO
$124B
$3.27M 1.66%
51,755
+25,802
+99% +$1.71M
AAL icon
14
American Airlines Group
AAL
$9.91B
$2.99M 1.52%
81,600
+20,000
+32% +$707K
BMY icon
15
Bristol-Myers Squibb
BMY
$124B
$2.72M 1.38%
50,369
-890
-2% -$57.2K
VZ icon
16
Verizon
VZ
$182B
$2.69M 1.36%
51,666
-2,966
-5% -$159K
HON icon
17
Honeywell
HON
$71.3B
$2.62M 1.33%
25,010
– –
KHC icon
18
Kraft Heinz
KHC
$30.7B
$2.48M 1.26%
27,650
+23,067
+503% +$2.04M
WPC icon
19
W.P. Carey
WPC
$16.9B
$2.33M 1.18%
36,822
+9,714
+36% +$648K
DIS icon
20
Walt Disney
DIS
$170B
$2.29M 1.16%
24,701
+207
+0.8% +$19.8K
FLO icon
21
Flowers Foods
FLO
$1.8B
$2.11M 1.07%
139,751
-71
-0.1% -$1.18K
PFE icon
22
Pfizer
PFE
$143B
$1.99M 1.01%
61,847
+95
+0.2% +$3.18K
JPM icon
23
JPMorgan Chase
JPM
$907B
$1.85M 0.94%
27,737
+5
+0% +$326
EFX icon
24
Equifax
EFX
$21.1B
$1.8M 0.92%
13,399
– –
WY icon
25
Weyerhaeuser
WY
$17.7B
$1.7M 0.86%
53,287
+70
+0.1% +$2.21K
1
2 3 4 5

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Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
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HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
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WSWA
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IPW
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Wellington Shields & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Wellington Shields & Co held 129 positions worth $197M, up 22% from $161M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Wellington Shields & Co deployed $25.3M of net new capital in Q3 2016, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was LyondellBasell Industries: 3,280 shares worth $265K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $259K trimmed.

  • Wellington Shields & Co's largest Q3 2016 buy was LyondellBasell Industries: 3,280 shares worth $265K.
  • Wellington Shields & Co added most to Universal Electronics in Q3 2016, an estimated $4.2M increase.
  • Wellington Shields & Co's biggest Q3 2016 reduction was iShares Select Dividend ETF, cutting an estimated $259K.
  • Wellington Shields & Co fully exited Wells Fargo in Q3 2016, selling an estimated $403K.
  • Wellington Shields & Co's ten largest holdings make up 57% of its $197M portfolio in Q3 2016.
  • Wellington Shields & Co opened 10 new positions and closed 6 in Q3 2016.
  • Wellington Shields & Co's portfolio value rose 22% quarter-over-quarter to $197M.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.