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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$159M
AUM Growth
-$1.1M
Cap. Flow
+$683K
Cap. Flow %
0.43%
Top 10 Hldgs %
59.2%
Holding
122
New
6
Increased
18
Reduced
41
Closed
4

Top Buys

Rank Stock Value
1
CBI
Chicago Bridge & Iron Nv
CBI
+$4.62M
2
AAL icon
American Airlines Group
AAL
+$689K
3
IP icon
International Paper
IP
+$515K
4
LLY icon
Eli Lilly
LLY
+$304K
5
BNY
Bank of New York Mellon
BNY
+$218K

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$1.01M
2
FLG
Flagstar Bank National Association
FLG
+$609K
3
XOM icon
ExxonMobil
XOM
+$392K
4
MRK icon
Merck
MRK
+$363K
5
FLO icon
Flowers Foods
FLO
+$355K

Sector Composition

Rank Sector Weight
1 Healthcare 38.84%
2 Technology 17.79%
3 Industrials 10.97%
4 Energy 6.18%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$28.2B
$24.9M 15.7%
156,389
-6,065
-4% -$1.01M
SPNC
2
DELISTED
Spectranetics Corp
SPNC
$19.4M 12.21%
729,855
-4,420
-0.6% -$119K
UEIC icon
3
Universal Electronics
UEIC
$58.9M
$16.4M 10.32%
332,050
-900
-0.3% -$46.3K
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$8.32M 5.24%
117,851
– –
CBI
5
DELISTED
Chicago Bridge & Iron Nv
CBI
$5.26M 3.31%
90,941
+73,300
+416% +$4.62M
IBM icon
6
IBM
IBM
$200B
$4.91M 3.09%
27,057
+314
+1% +$57.2K
XOM icon
7
ExxonMobil
XOM
$611B
$4.1M 2.58%
43,567
-3,934
-8% -$392K
FXEN
8
DELISTED
FX ENERGY INC
FXEN
$4M 2.52%
1,314,907
– –
MSFT icon
9
Microsoft
MSFT
$2.93T
$3.45M 2.18%
74,502
+806
+1% +$36K
T icon
10
AT&T
T
$152B
$3.23M 2.04%
121,493
-5,050
-4% -$134K
BMY icon
11
Bristol-Myers Squibb
BMY
$124B
$2.82M 1.77%
55,044
-1,596
-3% -$79.7K
GE icon
12
GE Aerospace
GE
$364B
$2.44M 1.54%
19,877
+626
+3% +$78K
FLO icon
13
Flowers Foods
FLO
$1.8B
$2.37M 1.49%
129,247
-18,200
-12% -$355K
HON icon
14
Honeywell
HON
$71.3B
$2.13M 1.34%
25,400
– –
DIS icon
15
Walt Disney
DIS
$170B
$2.09M 1.32%
23,499
– –
VZ icon
16
Verizon
VZ
$182B
$2.08M 1.31%
41,534
+2,306
+6% +$115K
UNP icon
17
Union Pacific
UNP
$179B
$1.64M 1.03%
15,120
– –
PM icon
18
Philip Morris
PM
$301B
$1.59M 1%
19,100
+78
+0.4% +$6.6K
PFE icon
19
Pfizer
PFE
$143B
$1.32M 0.83%
47,188
+211
+0.4% +$5.92K
WPC icon
20
W.P. Carey
WPC
$16.9B
$1.32M 0.83%
21,141
+22
+0.1% +$1.44K
PEP icon
21
PepsiCo
PEP
$187B
$1.23M 0.77%
13,215
– –
JPM icon
22
JPMorgan Chase
JPM
$907B
$1.21M 0.76%
20,017
– –
MO icon
23
Altria Group
MO
$124B
$1.18M 0.75%
25,750
-2,000
-7% -$85.7K
PG icon
24
Procter & Gamble
PG
$349B
$1.12M 0.7%
13,355
+800
+6% +$65.5K
PNC icon
25
PNC Financial Services
PNC
$101B
$1.12M 0.7%
13,046
-500
-4% -$42.5K
1
2 3 4 5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
WSWA
Warren Street Wealth Advisors Newport Beach, California $393M AUM 23.31% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return

Wellington Shields & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields & Co held 122 positions worth $159M, down 0.69% from $160M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Wellington Shields & Co's Q3 2014 filing shows 6 new, 18 increased, 41 reduced and 4 closed positions. Its largest new stake was American Airlines Group: 17,500 shares worth $621K. The largest sale was Illumina, an estimated $1.01M.

By sector, the portfolio is most concentrated in Healthcare at 39% of assets, down from 39% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q3 2014 buy was American Airlines Group: 17,500 shares worth $621K.
  • Wellington Shields & Co added most to Chicago Bridge & Iron Nv in Q3 2014, an estimated $4.62M increase.
  • Wellington Shields & Co's biggest Q3 2014 reduction was Illumina, cutting an estimated $1.01M.
  • Wellington Shields & Co fully exited Motorola Solutions in Q3 2014, selling an estimated $234K.
  • Wellington Shields & Co's ten largest holdings make up 59% of its $159M portfolio in Q3 2014.
  • Wellington Shields & Co opened 6 new positions and closed 4 in Q3 2014.
  • Wellington Shields & Co's portfolio value fell 0.69% quarter-over-quarter to $159M.

Based on Wellington Shields & Co's 13F filing for Q3 2014, filed 14 Nov 2014.