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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+5.13%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$279M
AUM Growth
-$98K
Cap. Flow
-$2.63M
Cap. Flow %
-0.94%
Top 10 Hldgs %
38.16%
Holding
213
New
24
Increased
45
Reduced
74
Closed
12

Top Buys

Rank Stock Value
1
APPH
AppHarvest, Inc. Common Stock
APPH
+$4.83M
2
KMX icon
CarMax
KMX
+$1.47M
3
KEY icon
KeyCorp
KEY
+$1.18M
4
EHC icon
Encompass Health
EHC
+$1.01M
5
CNC icon
Centene
CNC
+$526K

Top Sells

Rank Stock Value
1
FIRY
Firy Inc
FIRY
+$5.72M
2
BE icon
Bloom Energy
BE
+$3.36M
3
WMT icon
Walmart Inc
WMT
+$973K
4
PARA
Paramount Global Class B
PARA
+$850K
5
JPM icon
JPMorgan Chase
JPM
+$807K

Sector Composition

Rank Sector Weight
1 Healthcare 30.13%
2 Technology 19.74%
3 Financials 10.98%
4 Industrials 10.23%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$27.9B
$23.3M 8.34%
62,327
-1,311
-2% -$535K
PSNL icon
2
Personalis
PSNL
$1.4B
$22.7M 8.12%
920,478
– –
MSFT icon
3
Microsoft
MSFT
$2.99T
$20M 7.16%
84,794
-600
-0.7% -$139K
AAPL icon
4
Apple
AAPL
$4.8T
$11.5M 4.1%
93,754
+4,037
+4% +$518K
JPM icon
5
JPMorgan Chase
JPM
$901B
$6.15M 2.2%
40,397
-5,611
-12% -$807K
DIS icon
6
Walt Disney
DIS
$167B
$5.18M 1.85%
28,050
+322
+1% +$59.4K
SHOP icon
7
Shopify
SHOP
$162B
$4.76M 1.71%
43,000
– –
HON icon
8
Honeywell
HON
$71.7B
$4.54M 1.63%
22,184
-955
-4% -$186K
CASI
9
DELISTED
CASI Pharmaceuticals
CASI
$4.4M 1.58%
183,277
+2,000
+1% +$56.2K
AMZN icon
10
Amazon
AMZN
$2.69T
$4.1M 1.47%
26,500
+900
+4% +$143K
RPRX icon
11
Royalty Pharma
RPRX
$25.4B
$4.09M 1.46%
93,670
-1,000
-1% -$47.4K
UNP icon
12
Union Pacific
UNP
$176B
$3.97M 1.42%
18,020
-200
-1% -$42K
IBM icon
13
IBM
IBM
$200B
$3.61M 1.29%
28,315
-994
-3% -$119K
APPH
14
DELISTED
AppHarvest, Inc. Common Stock
APPH
$3.44M 1.23%
+188,242
New +$4.83M
CVS icon
15
CVS Health
CVS
$137B
$3.36M 1.2%
44,689
-3,054
-6% -$222K
T icon
16
AT&T
T
$153B
$3.32M 1.19%
145,134
-1,012
-0.7% -$22.4K
ABBV icon
17
AbbVie
ABBV
$448B
$3.3M 1.18%
30,531
+540
+2% +$57.8K
VZ icon
18
Verizon
VZ
$182B
$3.19M 1.14%
54,791
+1,881
+4% +$106K
SPGI icon
19
S&P Global
SPGI
$133B
$3.14M 1.13%
8,900
– –
BMY icon
20
Bristol-Myers Squibb
BMY
$123B
$3.08M 1.1%
48,815
-2,600
-5% -$162K
BE icon
21
Bloom Energy
BE
$56.1B
$3.06M 1.1%
113,156
-103,156
-48% -$3.36M
SII
22
Sprott
SII
$2.71B
$3M 1.08%
79,000
– –
LLY icon
23
Eli Lilly
LLY
$1.02T
$2.99M 1.07%
15,986
-1,487
-9% -$291K
ABT icon
24
Abbott
ABT
$177B
$2.89M 1.03%
24,098
-471
-2% -$55.8K
PFE icon
25
Pfizer
PFE
$141B
$2.77M 0.99%
76,362
+1,505
+2% +$53.4K
1
2 3 4 5

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DCM
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HFM
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EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q1 2021 Portfolio in Review

As of Q1 2021, Wellington Shields & Co held 213 positions worth $279M, down 0.04% from $279M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields & Co's Q1 2021 filing shows 24 new, 45 increased, 74 reduced and 12 closed positions. Its largest new stake was AppHarvest, Inc. Common Stock: 188,242 shares worth $3.44M. The largest sale was Firy Inc, an estimated $5.72M.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, down from 34% a quarter earlier, followed by Technology and Financials.

  • Wellington Shields & Co's largest Q1 2021 buy was AppHarvest, Inc. Common Stock: 188,242 shares worth $3.44M.
  • Wellington Shields & Co added most to Apple in Q1 2021, an estimated $518K increase.
  • Wellington Shields & Co's biggest Q1 2021 reduction was Bloom Energy, cutting an estimated $3.36M.
  • Wellington Shields & Co fully exited Firy Inc in Q1 2021, selling an estimated $5.72M.
  • Wellington Shields & Co's ten largest holdings make up 38% of its $279M portfolio in Q1 2021.
  • Wellington Shields & Co opened 24 new positions and closed 12 in Q1 2021.
  • Wellington Shields & Co's portfolio value fell 0.04% quarter-over-quarter to $279M.

Based on Wellington Shields & Co's 13F filing for Q1 2021, filed 12 May 2021.