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WSC

Wellington Shields & Co Portfolio holdings

AUM $446M
1-Year Est. Return 38.92%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+38.92%
3 Year Est. Return
+108.72%
5 Year Est. Return
+121.04%
10 Year Est. Return
+529.35%
AUM
$126M
AUM Growth
-$3.18B
Cap. Flow
-$9.86M
Cap. Flow %
-7.8%
Top 10 Hldgs %
53.6%
Holding
132
New
10
Increased
34
Reduced
18
Closed
20

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$1.12M
2
PFE icon
Pfizer
PFE
+$438K
3
XOM icon
ExxonMobil
XOM
+$397K
4
GE icon
GE Aerospace
GE
+$342K
5
AAPL icon
Apple
AAPL
+$313K

Top Sells

Rank Stock Value
1
EEP
Enbridge Energy Partners
EEP
+$3.09M
2
NRT
North European Oil Royalty Trust
NRT
+$2.09M
3
PVR
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
+$1.62M
4
BPL
Buckeye Partners, L.P.
BPL
+$1.4M
5
ET icon
Energy Transfer Partners
ET
+$888K

Sector Composition

Rank Sector Weight
1 Healthcare 33.07%
2 Technology 17.34%
3 Industrials 9.96%
4 Miscellaneous 8.15%
5 Consumer Staples 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$33B
$13.1M 10.38%
166,970
-3,598
-2% -$275K
SPNC
2
DELISTED
Spectranetics Corp
SPNC
$12.7M 10.07%
757,865
-19,430
-2% -$339K
UEIC icon
3
Universal Electronics
UEIC
$60.7M
$12.5M 9.87%
346,511
-1,433
-0.4% -$45.1K
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$7.55M 5.97%
122,117
– –
IBM icon
5
IBM
IBM
$221B
$4.64M 3.67%
26,205
+1,584
+6% +$288K
FXEN
6
DELISTED
FX ENERGY INC
FXEN
$4.31M 3.41%
1,256,850
-1,435
-0.1% -$4.87K
XOM icon
7
ExxonMobil
XOM
$656B
$3.96M 3.13%
46,001
+4,400
+11% +$397K
T icon
8
AT&T
T
$176B
$3.32M 2.62%
129,963
+5,160
+4% +$135K
FLO icon
9
Flowers Foods
FLO
$1.33B
$3.09M 2.44%
144,057
+27
+0% +$604
BMY icon
10
Bristol-Myers Squibb
BMY
$136B
$2.59M 2.05%
55,929
+54
+0.1% +$2.37K
GE icon
11
GE Aerospace
GE
$350B
$2.06M 1.63%
17,966
+2,984
+20% +$342K
CBI
12
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.98M 1.56%
29,145
– –
MSFT icon
13
Microsoft
MSFT
$3.71T
$1.95M 1.54%
58,700
+2,000
+4% +$65.8K
HON icon
14
Honeywell
HON
$66.4B
$1.9M 1.5%
25,400
– –
VZ icon
15
Verizon
VZ
$208B
$1.74M 1.38%
37,341
+3,800
+11% +$185K
PM icon
16
Philip Morris
PM
$284B
$1.72M 1.36%
19,852
– –
DIS icon
17
Walt Disney
DIS
$182B
$1.61M 1.27%
24,942
+2,200
+10% +$141K
PFE icon
18
Pfizer
PFE
$162B
$1.28M 1.01%
46,819
+16,095
+52% +$438K
UNP icon
19
Union Pacific
UNP
$172B
$1.17M 0.93%
15,120
– –
UMBF icon
20
UMB Financial
UMBF
$10.9B
$1.09M 0.86%
20,000
– –
VLO icon
21
Valero Energy
VLO
$107B
$1.09M 0.86%
+31,800
New +$1.12M
WPC icon
22
W.P. Carey
WPC
$16B
$1.06M 0.83%
16,658
-765
-4% -$50.4K
PNC icon
23
PNC Financial Services
PNC
$98B
$1.05M 0.83%
14,546
– –
PEP icon
24
PepsiCo
PEP
$188B
$1.02M 0.8%
12,790
– –
BP icon
25
BP
BP
$113B
$997K 0.79%
29,013
+3,860
+15% +$132K
1
2 3 4 5

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Wellington Shields & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields & Co held 132 positions worth $126M, down 96% from $3.31B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Wellington Shields & Co withdrew a net $9.86M in Q3 2013, closing 20 positions and reducing 18 holdings. Its most notable exit was Enbridge Energy Partners, an estimated $3.09M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, Wellington Shields & Co opened a new position in Valero Energy worth $1.09M.

  • Wellington Shields & Co's largest Q3 2013 buy was Valero Energy: 31,800 shares worth $1.09M.
  • Wellington Shields & Co added most to Pfizer in Q3 2013, an estimated $438K increase.
  • Wellington Shields & Co's biggest Q3 2013 reduction was Equifax, cutting an estimated $695K.
  • Wellington Shields & Co fully exited Enbridge Energy Partners in Q3 2013, selling an estimated $3.09M.
  • Wellington Shields & Co's ten largest holdings make up 54% of its $126M portfolio in Q3 2013.
  • Wellington Shields & Co opened 10 new positions and closed 20 in Q3 2013.
  • Wellington Shields & Co's portfolio value fell 96% quarter-over-quarter to $126M.

Based on Wellington Shields & Co's 13F filing for Q3 2013, filed 15 Nov 2013.