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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$226M
AUM Growth
+$161M
Cap. Flow
+$149M
Cap. Flow %
65.94%
Top 10 Hldgs %
33.85%
Holding
235
New
144
Increased
29
Reduced
5
Closed
57

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$21.8M
2
MSFT icon
Microsoft
MSFT
+$9.17M
3
AES icon
AES
AES
+$6.08M
4
JPM icon
JPMorgan Chase
JPM
+$4.85M
5
PSNL icon
Personalis
PSNL
+$4.85M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BABA icon
Alibaba
BABA
+$1.56M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.42M
4
RTN
Raytheon Company
RTN
+$1.24M
5
MA icon
Mastercard
MA
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 26.29%
2 Technology 20%
3 Financials 9.62%
4 Industrials 9.37%
5 Communication Services 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$29.4B
$23.2M 10.3%
+72,026
New +$21.8M
MSFT icon
2
Microsoft
MSFT
$2.83T
$13M 5.78%
82,695
+62,446
+308% +$9.17M
AES icon
3
AES
AES
$10.6B
$6.77M 3%
+339,986
New +$6.08M
JPM icon
4
JPMorgan Chase
JPM
$924B
$6.68M 2.96%
47,897
+37,822
+375% +$4.85M
AAPL icon
5
Apple
AAPL
$4.71T
$5.58M 2.47%
76,028
+47,792
+169% +$3.07M
PSNL icon
6
Personalis
PSNL
$1.32B
$5.08M 2.25%
+465,618
New +$4.85M
IBM icon
7
IBM
IBM
$193B
$4.22M 1.87%
+32,969
New +$4.28M
T icon
8
AT&T
T
$159B
$4.2M 1.86%
142,322
+100,811
+243% +$2.91M
CASI
9
DELISTED
CASI Pharmaceuticals
CASI
$3.95M 1.75%
+127,732
New +$4.14M
DIS icon
10
Walt Disney
DIS
$161B
$3.62M 1.6%
25,013
+13,021
+109% +$1.82M
GM icon
11
General Motors
GM
$71.9B
$3.6M 1.59%
+98,250
New +$3.57M
HON icon
12
Honeywell
HON
$77.6B
$3.58M 1.59%
+21,442
New +$3.51M
CVS icon
13
CVS Health
CVS
$136B
$3.53M 1.57%
47,575
+15,925
+50% +$1.12M
HAIN icon
14
Hain Celestial
HAIN
$48.8M
$3.45M 1.53%
+132,966
New +$3.18M
BMY icon
15
Bristol-Myers Squibb
BMY
$126B
$3.33M 1.47%
+51,810
New +$2.97M
UNP icon
16
Union Pacific
UNP
$181B
$3.26M 1.44%
18,020
+16,020
+801% +$2.74M
VZ icon
17
Verizon
VZ
$184B
$3.25M 1.44%
52,923
+27,853
+111% +$1.68M
PSN icon
18
Parsons
PSN
$6.36B
$3.08M 1.37%
+74,700
New +$2.79M
XOM icon
19
ExxonMobil
XOM
$652B
$2.92M 1.3%
41,871
+34,721
+486% +$2.4M
PFE icon
20
Pfizer
PFE
$142B
$2.89M 1.28%
77,789
+57,976
+293% +$2.07M
KMI icon
21
Kinder Morgan
KMI
$72.4B
$2.52M 1.12%
118,932
+69,932
+143% +$1.42M
SPGI icon
22
S&P Global
SPGI
$125B
$2.43M 1.08%
+8,900
New +$2.31M
LLY icon
23
Eli Lilly
LLY
$1.05T
$2.31M 1.03%
+17,609
New +$2.04M
INTC icon
24
Intel
INTC
$508B
$2.28M 1.01%
+38,068
New +$2.13M
ABBV icon
25
AbbVie
ABBV
$452B
$2.24M 0.99%
+25,265
New +$2.1M
1
2 3 4 5

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HFM
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EC
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HBWM
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BWM
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IPW
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TCM
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Wellington Shields & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields & Co held 235 positions worth $226M, up 248% from $64.7M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields & Co deployed $149M of net new capital in Q4 2019, opening 144 new positions and adding to 29 existing holdings. Its largest new stake was Illumina: 72,026 shares worth $23.2M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 12% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was L3Harris, an estimated $668K trimmed.

  • Wellington Shields & Co's largest Q4 2019 buy was Illumina: 72,026 shares worth $23.2M.
  • Wellington Shields & Co added most to Microsoft in Q4 2019, an estimated $9.17M increase.
  • Wellington Shields & Co's biggest Q4 2019 reduction was L3Harris, cutting an estimated $668K.
  • Wellington Shields & Co fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, selling an estimated $4.83M.
  • Wellington Shields & Co's ten largest holdings make up 34% of its $226M portfolio in Q4 2019.
  • Wellington Shields & Co opened 144 new positions and closed 57 in Q4 2019.
  • Wellington Shields & Co's portfolio value rose 248% quarter-over-quarter to $226M.

Based on Wellington Shields & Co's 13F filing for Q4 2019, filed 11 Feb 2020.