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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$238M
AUM Growth
+$9.88M
Cap. Flow
-$2.24M
Cap. Flow %
-0.94%
Top 10 Hldgs %
40.04%
Holding
191
New
12
Increased
61
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$3.46M
2
CTEV
Claritev Corp
CTEV
+$3.03M
3
COHR icon
Coherent
COHR
+$2.87M
4
AMZN icon
Amazon
AMZN
+$772K
5
WMT icon
Walmart Inc
WMT
+$489K

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$4.77M
2
MOS icon
The Mosaic Company
MOS
+$3.99M
3
PSNL icon
Personalis
PSNL
+$2.14M
4
DNLI icon
Denali Therapeutics
DNLI
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$849K

Sector Composition

Rank Sector Weight
1 Healthcare 30.85%
2 Technology 22.73%
3 Industrials 10.14%
4 Financials 9.4%
5 Communication Services 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$29.8B
$20.3M 8.54%
67,596
-2,365
-3% -$815K
PSNL icon
2
Personalis
PSNL
$1.3B
$20.2M 8.48%
931,478
-107,906
-10% -$2.14M
MSFT icon
3
Microsoft
MSFT
$2.83T
$18.1M 7.59%
85,877
+213
+0.2% +$44.7K
AAPL icon
4
Apple
AAPL
$4.72T
$10.5M 4.4%
90,407
+4,351
+5% +$475K
SHOP icon
5
Shopify
SHOP
$145B
$4.81M 2.02%
47,000
– –
DKNG icon
6
DraftKings
DKNG
$11.3B
$4.64M 1.95%
78,850
-2,000
-2% -$77.8K
JPM icon
7
JPMorgan Chase
JPM
$930B
$4.48M 1.88%
46,528
+30
+0.1% +$2.95K
BE icon
8
Bloom Energy
BE
$61.8B
$4.16M 1.75%
+231,572
New +$3.46M
IBM icon
9
IBM
IBM
$194B
$4.11M 1.72%
35,294
+1,154
+3% +$136K
CTEV
10
Claritev Corp
CTEV
$397M
$4.05M 1.7%
9,888
+6,888
+230% +$3.03M
AMZN icon
11
Amazon
AMZN
$2.51T
$3.85M 1.62%
24,480
+4,900
+25% +$772K
UNP icon
12
Union Pacific
UNP
$181B
$3.59M 1.51%
18,220
+200
+1% +$37.2K
DIS icon
13
Walt Disney
DIS
$161B
$3.46M 1.45%
27,873
+854
+3% +$107K
HON icon
14
Honeywell
HON
$78B
$3.46M 1.45%
22,291
-424
-2% -$63K
SPGI icon
15
S&P Global
SPGI
$124B
$3.21M 1.35%
8,900
– –
BMY icon
16
Bristol-Myers Squibb
BMY
$126B
$3.14M 1.32%
52,115
+500
+1% +$30.1K
T icon
17
AT&T
T
$160B
$3.13M 1.32%
145,408
-200
-0.1% -$4.47K
VZ icon
18
Verizon
VZ
$183B
$3.11M 1.31%
52,343
-4,136
-7% -$240K
SII
19
Sprott
SII
$2.72B
$3.11M 1.31%
91,000
– –
CVS icon
20
CVS Health
CVS
$136B
$2.92M 1.23%
50,083
+2,333
+5% +$145K
PFE icon
21
Pfizer
PFE
$143B
$2.78M 1.17%
79,805
+1,195
+2% +$41.9K
ABT icon
22
Abbott
ABT
$175B
$2.67M 1.12%
24,543
+229
+0.9% +$23.2K
ABBV icon
23
AbbVie
ABBV
$454B
$2.65M 1.12%
30,312
-99
-0.3% -$9.32K
COHR icon
24
Coherent
COHR
$61.3B
$2.64M 1.11%
+65,100
New +$2.87M
LLY icon
25
Eli Lilly
LLY
$1.06T
$2.6M 1.09%
17,558
+16
+0.1% +$2.48K
1
2 3 4 5

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HFM
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EC
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HBWM
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BWM
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IPW
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TCM
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Wellington Shields & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields & Co held 191 positions worth $238M, up 4.3% from $228M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields & Co's Q3 2020 filing shows 12 new, 61 increased, 42 reduced and 11 closed positions. Its largest new stake was Bloom Energy: 231,572 shares worth $4.16M. The largest sale was 2U Inc, an estimated $4.77M.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, down from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q3 2020 buy was Bloom Energy: 231,572 shares worth $4.16M.
  • Wellington Shields & Co added most to Claritev Corp in Q3 2020, an estimated $3.03M increase.
  • Wellington Shields & Co's biggest Q3 2020 reduction was Personalis, cutting an estimated $2.14M.
  • Wellington Shields & Co fully exited 2U Inc in Q3 2020, selling an estimated $4.77M.
  • Wellington Shields & Co's ten largest holdings make up 40% of its $238M portfolio in Q3 2020.
  • Wellington Shields & Co opened 12 new positions and closed 11 in Q3 2020.
  • Wellington Shields & Co's portfolio value rose 4.3% quarter-over-quarter to $238M.

Based on Wellington Shields & Co's 13F filing for Q3 2020, filed 10 Nov 2020.