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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+17.96%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$148M
AUM Growth
+$21.4M
Cap. Flow
+$1.5M
Cap. Flow %
1.01%
Top 10 Hldgs %
55.66%
Holding
120
New
8
Increased
35
Reduced
29
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$534K
2
GEO icon
The GEO Group
GEO
+$356K
3
BX icon
Blackstone
BX
+$234K
4
SE
Spectra Energy Corp Wi
SE
+$211K
5
CMCSA icon
Comcast
CMCSA
+$203K

Top Sells

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$877K
2
ACTG icon
Acacia Research
ACTG
+$316K
3
C.PRR
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
+$200K
4
UEIC icon
Universal Electronics
UEIC
+$91.4K
5
UEC icon
Uranium Energy
UEC
+$84.7K

Sector Composition

Rank Sector Weight
1 Healthcare 36.89%
2 Technology 16.43%
3 Industrials 9.35%
4 Energy 7.7%
5 Consumer Staples 7.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPNC
1
DELISTED
Spectranetics Corp
SPNC
$18.9M 12.78%
756,514
-1,351
-0.2% -$28.9K
ILMN icon
2
Illumina
ILMN
$27.9B
$17.9M 12.08%
166,108
-862
-0.5% -$79K
UEIC icon
3
Universal Electronics
UEIC
$57M
$13.1M 8.86%
344,061
-2,450
-0.7% -$91.4K
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$8.58M 5.8%
122,130
+13
+0% +$849
IBM icon
5
IBM
IBM
$200B
$4.85M 3.28%
27,036
+831
+3% +$143K
XOM icon
6
ExxonMobil
XOM
$615B
$4.81M 3.25%
47,501
+1,500
+3% +$139K
FXEN
7
DELISTED
FX ENERGY INC
FXEN
$4.64M 3.13%
1,266,655
+9,805
+0.8% +$33.4K
T icon
8
AT&T
T
$153B
$3.45M 2.33%
129,764
-199
-0.2% -$5.24K
FLO icon
9
Flowers Foods
FLO
$1.8B
$3.16M 2.14%
147,188
+3,131
+2% +$70.7K
BMY icon
10
Bristol-Myers Squibb
BMY
$123B
$2.97M 2.01%
55,932
+3
+0% +$153
MSFT icon
11
Microsoft
MSFT
$2.99T
$2.75M 1.86%
73,400
+14,700
+25% +$534K
GE icon
12
GE Aerospace
GE
$354B
$2.48M 1.68%
18,446
+480
+3% +$60.5K
CBI
13
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.4M 1.62%
28,903
-242
-0.8% -$18.3K
HON icon
14
Honeywell
HON
$71.7B
$2.08M 1.41%
25,400
– –
DIS icon
15
Walt Disney
DIS
$167B
$1.91M 1.29%
25,042
+100
+0.4% +$6.93K
VZ icon
16
Verizon
VZ
$182B
$1.81M 1.23%
36,941
-400
-1% -$19.7K
PM icon
17
Philip Morris
PM
$300B
$1.73M 1.17%
19,853
+1
+0% +$87
VLO icon
18
Valero Energy
VLO
$93.1B
$1.6M 1.08%
31,800
– –
PFE icon
19
Pfizer
PFE
$141B
$1.37M 0.92%
47,082
+263
+0.6% +$7.65K
UMBF icon
20
UMB Financial
UMBF
$11B
$1.29M 0.87%
20,000
– –
UNP icon
21
Union Pacific
UNP
$176B
$1.27M 0.86%
15,120
– –
BP icon
22
BP
BP
$108B
$1.18M 0.8%
29,625
+612
+2% +$22.8K
JPM icon
23
JPMorgan Chase
JPM
$901B
$1.14M 0.77%
19,419
+300
+2% +$16.4K
PEP icon
24
PepsiCo
PEP
$185B
$1.12M 0.76%
13,490
+700
+5% +$58.1K
PNC icon
25
PNC Financial Services
PNC
$99.8B
$1.11M 0.75%
14,346
-200
-1% -$15K
1
2 3 4 5

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DCM
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HFM
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EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields & Co held 120 positions worth $148M, up 17% from $126M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Wellington Shields & Co's Q4 2013 filing shows 8 new, 35 increased, 29 reduced and 4 closed positions. Its largest new stake was Blackstone: 8,566 shares worth $265K. The largest sale was AES Corporation Class C Preferred, an estimated $877K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 33% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2013 buy was Blackstone: 8,566 shares worth $265K.
  • Wellington Shields & Co added most to Microsoft in Q4 2013, an estimated $534K increase.
  • Wellington Shields & Co's biggest Q4 2013 reduction was Acacia Research, cutting an estimated $316K.
  • Wellington Shields & Co fully exited AES Corporation Class C Preferred in Q4 2013, selling an estimated $877K.
  • Wellington Shields & Co's ten largest holdings make up 56% of its $148M portfolio in Q4 2013.
  • Wellington Shields & Co opened 8 new positions and closed 4 in Q4 2013.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $148M.

Based on Wellington Shields & Co's 13F filing for Q4 2013, filed 11 Feb 2014.