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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$159M
AUM Growth
+$10.6M
Cap. Flow
-$446K
Cap. Flow %
-0.28%
Top 10 Hldgs %
58.27%
Holding
124
New
8
Increased
21
Reduced
27
Closed
11

Top Buys

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$881K
2
BRSL
Brightstar Lottery PLC
BRSL
+$450K
3
CBI
Chicago Bridge & Iron Nv
CBI
+$390K
4
C icon
Citigroup
C
+$386K
5
AMGN icon
Amgen
AMGN
+$205K

Top Sells

Rank Stock Value
1
TRN icon
Trinity Industries
TRN
+$333K
2
VOD icon
Vodafone
VOD
+$271K
3
FLR icon
Fluor
FLR
+$267K
4
DDD icon
3D Systems Corp
DDD
+$223K
5
CMCSA icon
Comcast
CMCSA
+$219K

Sector Composition

Rank Sector Weight
1 Healthcare 41.14%
2 Technology 15.55%
3 Industrials 8.55%
4 Energy 7.15%
5 Consumer Staples 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$28.2B
$23.8M 15.01%
164,618
-1,490
-0.9% -$219K
SPNC
2
DELISTED
Spectranetics Corp
SPNC
$22.8M 14.4%
753,464
-3,050
-0.4% -$83.5K
UEIC icon
3
Universal Electronics
UEIC
$58.9M
$13.2M 8.31%
343,111
-950
-0.3% -$36.6K
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$9.19M 5.79%
122,330
+200
+0.2% +$15K
IBM icon
5
IBM
IBM
$200B
$4.97M 3.13%
27,007
-29
-0.1% -$5.11K
XOM icon
6
ExxonMobil
XOM
$611B
$4.64M 2.93%
47,501
– –
FXEN
7
DELISTED
FX ENERGY INC
FXEN
$4.22M 2.66%
1,264,980
-1,675
-0.1% -$6.06K
T icon
8
AT&T
T
$152B
$3.39M 2.14%
127,877
-1,887
-1% -$47.4K
FLO icon
9
Flowers Foods
FLO
$1.8B
$3.17M 2%
147,913
+725
+0.5% +$15.1K
MSFT icon
10
Microsoft
MSFT
$2.93T
$3M 1.89%
73,186
-214
-0.3% -$8.03K
CBI
11
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.94M 1.85%
33,703
+4,800
+17% +$390K
BMY icon
12
Bristol-Myers Squibb
BMY
$124B
$2.91M 1.83%
55,936
+4
+0% +$213
GE icon
13
GE Aerospace
GE
$364B
$2.3M 1.45%
18,521
+75
+0.4% +$9.27K
HON icon
14
Honeywell
HON
$71.3B
$2.12M 1.34%
25,400
– –
DIS icon
15
Walt Disney
DIS
$170B
$2.05M 1.3%
25,655
+613
+2% +$47.5K
VZ icon
16
Verizon
VZ
$182B
$1.86M 1.17%
39,128
+2,187
+6% +$103K
VLO icon
17
Valero Energy
VLO
$91.9B
$1.69M 1.07%
31,800
– –
PM icon
18
Philip Morris
PM
$301B
$1.58M 1%
19,322
-531
-3% -$42.9K
UNP icon
19
Union Pacific
UNP
$179B
$1.42M 0.89%
15,120
– –
PFE icon
20
Pfizer
PFE
$143B
$1.41M 0.89%
46,344
-738
-2% -$22K
UMBF icon
21
UMB Financial
UMBF
$11.1B
$1.29M 0.82%
20,000
– –
PNC icon
22
PNC Financial Services
PNC
$101B
$1.24M 0.78%
14,246
-100
-0.7% -$8.16K
JPM icon
23
JPMorgan Chase
JPM
$907B
$1.17M 0.74%
19,317
-102
-0.5% -$5.89K
BP icon
24
BP
BP
$108B
$1.17M 0.74%
29,625
– –
PEP icon
25
PepsiCo
PEP
$187B
$1.13M 0.71%
13,515
+25
+0.2% +$2.03K
1
2 3 4 5

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HFM
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HBWM
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WSWA
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Wellington Shields & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Wellington Shields & Co held 124 positions worth $159M, up 7.2% from $148M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co's Q1 2014 filing shows 8 new, 21 increased, 27 reduced and 11 closed positions. Its largest new stake was AES Corporation Class C Preferred: 17,400 shares worth $889K. The largest sale was Trinity Industries, an estimated $333K.

By sector, the portfolio is most concentrated in Healthcare at 41% of assets, up from 37% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q1 2014 buy was AES Corporation Class C Preferred: 17,400 shares worth $889K.
  • Wellington Shields & Co added most to Chicago Bridge & Iron Nv in Q1 2014, an estimated $390K increase.
  • Wellington Shields & Co's biggest Q1 2014 reduction was Trinity Industries, cutting an estimated $333K.
  • Wellington Shields & Co fully exited Fluor in Q1 2014, selling an estimated $267K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $159M portfolio in Q1 2014.
  • Wellington Shields & Co opened 8 new positions and closed 11 in Q1 2014.
  • Wellington Shields & Co's portfolio value rose 7.2% quarter-over-quarter to $159M.

Based on Wellington Shields & Co's 13F filing for Q1 2014, filed 13 May 2014.