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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$191M
AUM Growth
-$6.01M
Cap. Flow
+$1.46M
Cap. Flow %
0.77%
Top 10 Hldgs %
52.56%
Holding
139
New
16
Increased
30
Reduced
30
Closed
8

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$706K
2
AAPL icon
Apple
AAPL
+$650K
3
CVS icon
CVS Health
CVS
+$583K
4
CTWS
Connecticut Water Service Inc
CTWS
+$532K
5
UNP icon
Union Pacific
UNP
+$531K

Top Sells

Rank Stock Value
1
M icon
Macy's
M
+$1.05M
2
PM icon
Philip Morris
PM
+$987K
3
AAL icon
American Airlines Group
AAL
+$827K
4
MO icon
Altria Group
MO
+$643K
5
VOD icon
Vodafone
VOD
+$494K

Sector Composition

Rank Sector Weight
1 Healthcare 34.08%
2 Technology 20.66%
3 Industrials 12.04%
4 Consumer Staples 10.77%
5 Communication Services 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
1
Universal Electronics
UEIC
$58.9M
$23.2M 12.15%
359,455
– –
SPNC
2
DELISTED
Spectranetics Corp
SPNC
$21.5M 11.27%
878,451
– –
ILMN icon
3
Illumina
ILMN
$28.2B
$19.4M 10.17%
155,935
-525
-0.3% -$70.8K
ESRX
4
DELISTED
Express Scripts Holding Company
ESRX
$8.48M 4.44%
123,266
-300
-0.2% -$21.5K
MSFT icon
5
Microsoft
MSFT
$2.93T
$5.05M 2.65%
81,317
+38
+0% +$2.29K
IBM icon
6
IBM
IBM
$200B
$4.84M 2.53%
30,480
-314
-1% -$47.8K
JNJ icon
7
Johnson & Johnson
JNJ
$609B
$4.74M 2.48%
41,102
+1,857
+5% +$215K
GE icon
8
GE Aerospace
GE
$364B
$4.6M 2.41%
30,346
+1,041
+4% +$151K
XOM icon
9
ExxonMobil
XOM
$611B
$4.49M 2.35%
49,742
-2,400
-5% -$210K
T icon
10
AT&T
T
$152B
$4.07M 2.13%
126,818
-2,926
-2% -$86.3K
MDLZ icon
11
Mondelez International
MDLZ
$78.3B
$3.62M 1.9%
81,706
-500
-0.6% -$21.5K
PM icon
12
Philip Morris
PM
$301B
$3.05M 1.6%
33,300
-10,651
-24% -$987K
AAL icon
13
American Airlines Group
AAL
$9.91B
$2.92M 1.53%
62,600
-19,000
-23% -$827K
MO icon
14
Altria Group
MO
$124B
$2.82M 1.48%
41,769
-9,986
-19% -$643K
FLO icon
15
Flowers Foods
FLO
$1.8B
$2.79M 1.46%
139,775
+24
+0% +$395
BMY icon
16
Bristol-Myers Squibb
BMY
$124B
$2.77M 1.45%
47,328
-3,041
-6% -$166K
DIS icon
17
Walt Disney
DIS
$170B
$2.56M 1.34%
24,582
-119
-0.5% -$11.6K
HON icon
18
Honeywell
HON
$71.3B
$2.52M 1.32%
24,131
-879
-4% -$89.4K
VZ icon
19
Verizon
VZ
$182B
$2.48M 1.3%
46,507
-5,159
-10% -$258K
KHC icon
20
Kraft Heinz
KHC
$30.7B
$2.41M 1.26%
27,650
– –
JPM icon
21
JPMorgan Chase
JPM
$907B
$2.4M 1.26%
27,793
+56
+0.2% +$4.27K
WPC icon
22
W.P. Carey
WPC
$16.9B
$2.22M 1.16%
38,320
+1,498
+4% +$87.6K
UNP icon
23
Union Pacific
UNP
$179B
$2.15M 1.12%
20,720
+5,400
+35% +$531K
AAPL icon
24
Apple
AAPL
$4.9T
$1.95M 1.02%
67,304
+22,936
+52% +$650K
PFE icon
25
Pfizer
PFE
$143B
$1.89M 0.99%
61,424
-423
-0.7% -$12.9K
1
2 3 4 5

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HBWM
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BWM
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Wellington Shields & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields & Co held 139 positions worth $191M, down 3.1% from $197M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Wellington Shields & Co's Q4 2016 filing shows 16 new, 30 increased, 30 reduced and 8 closed positions. Its largest new stake was General Motors: 21,000 shares worth $732K. The largest sale was Macy's, an estimated $1.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2016 buy was General Motors: 21,000 shares worth $732K.
  • Wellington Shields & Co added most to Apple in Q4 2016, an estimated $650K increase.
  • Wellington Shields & Co's biggest Q4 2016 reduction was Macy's, cutting an estimated $1.05M.
  • Wellington Shields & Co fully exited Vodafone in Q4 2016, selling an estimated $494K.
  • Wellington Shields & Co's ten largest holdings make up 53% of its $191M portfolio in Q4 2016.
  • Wellington Shields & Co opened 16 new positions and closed 8 in Q4 2016.
  • Wellington Shields & Co's portfolio value fell 3.1% quarter-over-quarter to $191M.

Based on Wellington Shields & Co's 13F filing for Q4 2016, filed 2 Feb 2017.