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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.99T
$26M 9.6%
69,215
-1,090
-2% -$388K
AAPL icon
2
Apple
AAPL
$4.8T
$20.6M 7.6%
107,041
-2,456
-2% -$453K
JPM icon
3
JPMorgan Chase
JPM
$901B
$8.22M 3.03%
48,318
-382
-0.8% -$57.9K
LLY icon
4
Eli Lilly
LLY
$1.02T
$7.93M 2.93%
13,612
+423
+3% +$247K
FLO icon
5
Flowers Foods
FLO
$1.8B
$7.28M 2.69%
323,344
-6,526,031
-95% -$141M
XOM icon
6
ExxonMobil
XOM
$615B
$5.31M 1.96%
53,080
-338
-0.6% -$35.5K
ILMN icon
7
Illumina
ILMN
$27.9B
$4.81M 1.78%
35,530
-13,073
-27% -$1.51M
ABBV icon
8
AbbVie
ABBV
$448B
$4.58M 1.69%
29,555
-1,007
-3% -$147K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$4.29T
$4.56M 1.68%
32,364
-967
-3% -$131K
BX icon
10
Blackstone
BX
$151B
$4.45M 1.64%
34,003
-2,287
-6% -$247K
HON icon
11
Honeywell
HON
$71.7B
$4.33M 1.6%
21,925
– –
UNP icon
12
Union Pacific
UNP
$176B
$4.3M 1.58%
17,488
+600
+4% +$132K
IBM icon
13
IBM
IBM
$200B
$4.26M 1.57%
26,051
-196
-0.7% -$29.6K
AMZN icon
14
Amazon
AMZN
$2.69T
$3.96M 1.46%
26,050
-477
-2% -$66.9K
SPGI icon
15
S&P Global
SPGI
$133B
$3.48M 1.28%
7,900
– –
V icon
16
Visa
V
$686B
$3.37M 1.24%
12,935
-575
-4% -$142K
NVDA icon
17
NVIDIA
NVDA
$4.92T
$3M 1.11%
60,570
+210
+0.3% +$9.73K
ABT icon
18
Abbott
ABT
$177B
$3M 1.11%
27,233
-1,182
-4% -$118K
DIS icon
19
Walt Disney
DIS
$167B
$2.99M 1.1%
33,150
-75
-0.2% -$6.61K
MRK icon
20
Merck
MRK
$307B
$2.85M 1.05%
26,166
-450
-2% -$46.7K
CAT icon
21
Caterpillar
CAT
$398B
$2.84M 1.05%
9,608
+8
+0.1% +$2.08K
BA icon
22
Boeing
BA
$165B
$2.64M 0.97%
10,135
-817
-7% -$175K
CVS icon
23
CVS Health
CVS
$137B
$2.55M 0.94%
32,271
-2,432
-7% -$173K
JNJ icon
24
Johnson & Johnson
JNJ
$599B
$2.44M 0.9%
15,595
-25
-0.2% -$3.83K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.42M 0.89%
6,775
+83
+1% +$29.1K
1
2 3 4 5

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DCM
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HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.