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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-6.1%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$400M
AUM Growth
-$25.4M
Cap. Flow
+$5.08M
Cap. Flow %
1.27%
Top 10 Hldgs %
58.16%
Holding
305
New
13
Increased
68
Reduced
87
Closed
16

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.84M
2
ONON icon
On Holding
ONON
+$649K
3
GIS icon
General Mills
GIS
+$572K
4
OKTA icon
Okta
OKTA
+$557K
5
PFE icon
Pfizer
PFE
+$494K

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$1.03M
2
NAPA
The Duckhorn Portfolio, Inc.
NAPA
+$778K
3
FDX icon
FedEx
FDX
+$702K
4
LLY icon
Eli Lilly
LLY
+$346K
5
SJM icon
J.M. Smucker
SJM
+$332K

Sector Composition

Rank Sector Weight
1 Consumer Staples 40.5%
2 Technology 15.19%
3 Healthcare 11.19%
4 Financials 8.71%
5 Industrials 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLO icon
1
Flowers Foods
FLO
$1.8B
$152M 37.98%
6,849,375
-1,972
-0% -$47.2K
MSFT icon
2
Microsoft
MSFT
$2.99T
$22.2M 5.55%
70,305
+5,574
+9% +$1.84M
AAPL icon
3
Apple
AAPL
$4.8T
$18.7M 4.69%
109,497
-1,491
-1% -$273K
LLY icon
4
Eli Lilly
LLY
$1.02T
$7.08M 1.77%
13,189
-671
-5% -$346K
JPM icon
5
JPMorgan Chase
JPM
$901B
$7.06M 1.77%
48,700
-296
-0.6% -$44.4K
ILMN icon
6
Illumina
ILMN
$27.9B
$6.49M 1.62%
48,603
-6,253
-11% -$1.03M
XOM icon
7
ExxonMobil
XOM
$615B
$6.28M 1.57%
53,418
-400
-0.7% -$43.9K
ABBV icon
8
AbbVie
ABBV
$448B
$4.56M 1.14%
30,562
+3,218
+12% +$472K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$4.29T
$4.39M 1.1%
33,331
-920
-3% -$120K
BX icon
10
Blackstone
BX
$151B
$3.89M 0.97%
36,290
-754
-2% -$78.5K
HON icon
11
Honeywell
HON
$71.7B
$3.82M 0.95%
21,925
-927
-4% -$170K
IBM icon
12
IBM
IBM
$200B
$3.68M 0.92%
26,247
+273
+1% +$38.8K
UNP icon
13
Union Pacific
UNP
$176B
$3.44M 0.86%
16,888
-1,320
-7% -$287K
AMZN icon
14
Amazon
AMZN
$2.69T
$3.37M 0.84%
26,527
-304
-1% -$40.7K
V icon
15
Visa
V
$686B
$3.11M 0.78%
13,510
-61
-0.4% -$14.7K
SPGI icon
16
S&P Global
SPGI
$133B
$2.89M 0.72%
7,900
– –
ABT icon
17
Abbott
ABT
$177B
$2.75M 0.69%
28,415
+4,548
+19% +$478K
MRK icon
18
Merck
MRK
$307B
$2.74M 0.69%
26,616
+1,500
+6% +$162K
DIS icon
19
Walt Disney
DIS
$167B
$2.69M 0.67%
33,225
+3,700
+13% +$316K
NVDA icon
20
NVIDIA
NVDA
$4.92T
$2.63M 0.66%
60,360
-790
-1% -$35.4K
CAT icon
21
Caterpillar
CAT
$398B
$2.62M 0.66%
9,600
– –
FLR icon
22
Fluor
FLR
$6.91B
$2.54M 0.63%
69,146
-2,500
-3% -$83.7K
PFE icon
23
Pfizer
PFE
$141B
$2.43M 0.61%
73,404
+13,964
+23% +$494K
JNJ icon
24
Johnson & Johnson
JNJ
$599B
$2.43M 0.61%
15,620
+1,788
+13% +$295K
CVS icon
25
CVS Health
CVS
$137B
$2.42M 0.61%
34,703
+1,922
+6% +$136K
1
2 3 4 5

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HBWM
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Wellington Shields & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Wellington Shields & Co held 305 positions worth $400M, down 6% from $425M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co's Q3 2023 filing shows 13 new, 68 increased, 87 reduced and 16 closed positions. Its largest new stake was On Holding: 20,500 shares worth $570K. The largest sale was Illumina, an estimated $1.03M.

By sector, the portfolio is most concentrated in Consumer Staples at 40% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields & Co's largest Q3 2023 buy was On Holding: 20,500 shares worth $570K.
  • Wellington Shields & Co added most to Microsoft in Q3 2023, an estimated $1.84M increase.
  • Wellington Shields & Co's biggest Q3 2023 reduction was Illumina, cutting an estimated $1.03M.
  • Wellington Shields & Co fully exited The Duckhorn Portfolio, Inc. in Q3 2023, selling an estimated $778K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $400M portfolio in Q3 2023.
  • Wellington Shields & Co opened 13 new positions and closed 16 in Q3 2023.
  • Wellington Shields & Co's portfolio value fell 6% quarter-over-quarter to $400M.

Based on Wellington Shields & Co's 13F filing for Q3 2023, filed 14 Nov 2023.