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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-12.36%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$132M
AUM Growth
-$168M
Cap. Flow
-$155M
Cap. Flow %
-117.17%
Top 10 Hldgs %
58.11%
Holding
114
New
4
Increased
9
Reduced
33
Closed
18

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$346K
2
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$298K
3
FXEN
FX ENERGY INC
FXEN
+$275K
4
VVC
Vectren Corporation
VVC
+$195K
5
PBCT
People's United Financial Inc
PBCT
+$194K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$148M
2
PNC icon
PNC Financial Services
PNC
+$564K
3
BAX icon
Baxter International
BAX
+$530K
4
HAL icon
Halliburton
HAL
+$517K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$373K

Sector Composition

Rank Sector Weight
1 Healthcare 39.91%
2 Technology 17.39%
3 Industrials 11.99%
4 Consumer Staples 8.08%
5 Communication Services 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1
Illumina
ILMN
$28.2B
$26.3M 19.88%
153,720
-1,023
-0.7% -$207K
UEIC icon
2
Universal Electronics
UEIC
$58.9M
$13.1M 9.9%
311,372
-2,250
-0.7% -$107K
ESRX
3
DELISTED
Express Scripts Holding Company
ESRX
$9.42M 7.13%
116,373
-2,678
-2% -$233K
SPNC
4
DELISTED
Spectranetics Corp
SPNC
$8.25M 6.24%
699,725
-1,500
-0.2% -$26.9K
XOM icon
5
ExxonMobil
XOM
$611B
$4.22M 3.19%
56,726
+2,500
+5% +$193K
FLO icon
6
Flowers Foods
FLO
$1.8B
$3.53M 2.67%
142,655
-6,527,752
-98% -$148M
IBM icon
7
IBM
IBM
$200B
$3.1M 2.34%
22,362
– –
BMY icon
8
Bristol-Myers Squibb
BMY
$124B
$3.08M 2.33%
52,066
-5,799
-10% -$368K
MSFT icon
9
Microsoft
MSFT
$2.93T
$3M 2.27%
67,775
-5,959
-8% -$268K
T icon
10
AT&T
T
$152B
$2.86M 2.16%
116,059
-12,634
-10% -$322K
AAL icon
11
American Airlines Group
AAL
$9.91B
$2.52M 1.91%
65,000
– –
GE icon
12
GE Aerospace
GE
$364B
$2.52M 1.91%
20,858
-1,085
-5% -$133K
CBI
13
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.42M 1.83%
60,975
-1,400
-2% -$64.8K
DIS icon
14
Walt Disney
DIS
$170B
$2.28M 1.73%
22,339
-673
-3% -$73.3K
HON icon
15
Honeywell
HON
$71.3B
$2.13M 1.61%
25,010
-835
-3% -$76K
VZ icon
16
Verizon
VZ
$182B
$1.93M 1.46%
44,428
-200
-0.4% -$9.23K
PM icon
17
Philip Morris
PM
$301B
$1.5M 1.13%
18,900
– –
PFE icon
18
Pfizer
PFE
$143B
$1.41M 1.06%
47,188
– –
FXEN
19
DELISTED
FX ENERGY INC
FXEN
$1.39M 1.05%
1,462,850
+304,266
+26% +$275K
MO icon
20
Altria Group
MO
$124B
$1.35M 1.02%
24,750
-4,000
-14% -$214K
UNP icon
21
Union Pacific
UNP
$179B
$1.34M 1.01%
15,120
– –
EFX icon
22
Equifax
EFX
$21.1B
$1.3M 0.98%
13,399
– –
JPM icon
23
JPMorgan Chase
JPM
$907B
$1.26M 0.96%
20,742
– –
PEP icon
24
PepsiCo
PEP
$187B
$1.25M 0.95%
13,265
+100
+0.8% +$9.51K
AAPL icon
25
Apple
AAPL
$4.9T
$1.21M 0.91%
43,764
+4,028
+10% +$118K
1
2 3 4 5

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HFM
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EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Wellington Shields & Co held 114 positions worth $132M, down 56% from $300M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co withdrew a net $155M in Q3 2015, closing 18 positions and reducing 33 holdings. Its most notable exit was Halliburton, an estimated $517K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, Wellington Shields & Co opened a new position in Kraft Heinz worth $323K.

  • Wellington Shields & Co's largest Q3 2015 buy was Kraft Heinz: 4,583 shares worth $323K.
  • Wellington Shields & Co added most to FX ENERGY INC in Q3 2015, an estimated $275K increase.
  • Wellington Shields & Co's biggest Q3 2015 reduction was Flowers Foods, cutting an estimated $148M.
  • Wellington Shields & Co fully exited Halliburton in Q3 2015, selling an estimated $517K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $132M portfolio in Q3 2015.
  • Wellington Shields & Co opened 4 new positions and closed 18 in Q3 2015.
  • Wellington Shields & Co's portfolio value fell 56% quarter-over-quarter to $132M.

Based on Wellington Shields & Co's 13F filing for Q3 2015, filed 24 Nov 2015.