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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.83M 7.46%
+47,500
New +$4.83M
MSFT icon
2
Microsoft
MSFT
$2.99T
$2.81M 4.35%
20,249
-62,011
-75% -$8.53M
CVS icon
3
CVS Health
CVS
$137B
$2M 3.08%
31,650
-4,450
-12% -$264K
AMZN icon
4
Amazon
AMZN
$2.69T
$1.73M 2.67%
19,940
+10,340
+108% +$959K
AAPL icon
5
Apple
AAPL
$4.8T
$1.58M 2.44%
28,236
-39,524
-58% -$2.07M
DIS icon
6
Walt Disney
DIS
$167B
$1.56M 2.41%
11,992
-11,413
-49% -$1.58M
BABA icon
7
Alibaba
BABA
$288B
$1.56M 2.41%
9,340
+8,040
+618% +$1.38M
VZ icon
8
Verizon
VZ
$182B
$1.51M 2.34%
25,070
-28,385
-53% -$1.63M
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.42M 2.19%
+18,200
New +$1.41M
BX icon
10
Blackstone
BX
$151B
$1.42M 2.19%
+28,990
New +$1.41M
LHX icon
11
L3Harris
LHX
$52.3B
$1.26M 1.94%
+6,030
New +$1.23M
RTN
12
DELISTED
Raytheon Company
RTN
$1.24M 1.92%
+6,323
New +$1.17M
JPM icon
13
JPMorgan Chase
JPM
$901B
$1.19M 1.83%
10,075
-37,777
-79% -$4.27M
T icon
14
AT&T
T
$153B
$1.19M 1.83%
41,511
-90,467
-69% -$2.4M
CMCSA icon
15
Comcast
CMCSA
$85B
$1.06M 1.64%
23,508
-8,728
-27% -$387K
MA icon
16
Mastercard
MA
$484B
$1.02M 1.57%
+3,750
New +$1.03M
KMI icon
17
Kinder Morgan
KMI
$72.5B
$1.01M 1.56%
49,000
-71,581
-59% -$1.47M
WPM icon
18
Wheaton Precious Metals
WPM
$47B
$984K 1.52%
+37,500
New +$1.01M
GOOG icon
19
Alphabet (Google) Class C
GOOG
$4.29T
$969K 1.5%
15,900
+3,900
+33% +$231K
BDX icon
20
Becton Dickinson
BDX
$42.6B
$929K 1.43%
3,765
+1,621
+76% +$400K
BLK icon
21
Blackrock
BLK
$163B
$891K 1.38%
+2,000
New +$891K
TMO icon
22
Thermo Fisher Scientific
TMO
$196B
$874K 1.35%
+3,000
New +$859K
TGT icon
23
Target
TGT
$63.4B
$855K 1.32%
8,000
+5,600
+233% +$533K
FNF icon
24
Fidelity National Financial
FNF
$13.7B
$844K 1.3%
+19,760
New +$822K
EW icon
25
Edwards Lifesciences
EW
$48.9B
$836K 1.29%
+11,400
New +$801K
1
2 3 4 5

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HFM
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EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.