Wellington Shields & Co’s State Street SPDR S&P Dividend ETF SDY Stock Holding History

Wellington Shields & Co’s Portfolio SDY Stock Details SDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,000	Closed	-$252K	–	124
2016 Q2	$252K	Hold	3,000	–	–	0.16%	94
2016 Q1	$240K	Hold	3,000	–	–	0.16%	88
2015 Q4	$221K	Buy	+3,000	New	+$229K	0.15%	90

Other funds holding SDY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.02B AUM 21.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wellington Shields & Co's SDY Position: Q3 2016 in Review

Wellington Shields & Co sold out of State Street SPDR S&P Dividend ETF (SDY) in Q3 2016, closing a stake of 3,000 shares — an estimated $252K sold.

Wellington Shields & Co first reported a position in SDY in Q4 2015 and held it in 3 quarters. The position peaked at $252K in Q2 2016. 514 funds tracked by Wall St. Rank hold SDY as of Q3 2016.

Wellington Shields & Co reported no remaining State Street SPDR S&P Dividend ETF position as of Q3 2016 after selling out during the quarter.
Wellington Shields & Co sold 3,000 State Street SPDR S&P Dividend ETF shares in Q3 2016, an estimated $252K.
Wellington Shields & Co first reported a position in State Street SPDR S&P Dividend ETF in Q4 2015 and held it in 3 quarters.
Wellington Shields & Co's State Street SPDR S&P Dividend ETF position peaked at $252K in Q2 2016.
514 funds tracked by Wall St. Rank held State Street SPDR S&P Dividend ETF as of Q3 2016.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.