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State Street SPDR S&P Dividend ETF

514 hedge funds and large institutions have $4.83B invested in State Street SPDR S&P Dividend ETF in 2016 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 187 increasing their positions, 175 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 19

34% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $16.9M

8% more capital invested

Capital invested by funds: $4.49B → $4.83B (+$339M)

3% more funds holding

Funds holding: 499514 (+15)

7% more repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 175

0.9% more ownership

Funds ownership: 32.18%33.08% (+0.9%)

8% less funds holding in top 10

Funds holding in top 10: 5954 (-5)

Holders
514
Holders Change
+15
Holders Change %
+3.01%
% of All Funds
13.71%
Holding in Top 10
54
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-8.47%
% of All Funds
1.44%
New
43
Increased
187
Reduced
175
Closed
19
Calls
$22.6M
Puts
$16.9M
Net Calls
+$5.77M
Net Calls Change
-$4.76M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$618M +$16.6M +194,740 +3%
Morgan Stanley
2
Morgan Stanley
New York
$338M +$1.91M +22,461 +0.6%
UBS Group
3
UBS Group
Switzerland
$227M -$1.07M -12,535 -0.5%
Wells Fargo
4
Wells Fargo
California
$215M -$17.5M -204,774 -7%
RJA
5
Raymond James & Associates
Florida
$192M +$12.1M +142,305 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$183M -$1.34M -15,700 -0.7%
State Street
7
State Street
Massachusetts
$176M +$160M +1,871,567 +872%
SB
8
Suntrust Banks
Georgia
$160M +$10.3M +121,038 +7%
JIC
9
Joel Isaacson & Co
New York
$148M +$3.28M +38,433 +2%
Ameriprise
10
Ameriprise
Minnesota
$123M +$28.3M +331,850 +29%
Jones Financial Companies
11
Jones Financial Companies
Missouri
$86.1M +$2.94M +34,445 +3%
Goldman Sachs
12
Goldman Sachs
New York
$76.9M +$37.9M +444,625 +95%
LPL Financial
13
LPL Financial
California
$72M +$6.92M +81,206 +10%
CIA
14
Capital Investment Advisors
Georgia
$70.4M +$3.32M +38,978 +5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$64.7M +$13.6M +160,070 +26%
V
16
Veritable
Delaware
$63.9M -$800K -9,382 -1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$60.3M +$1.46M +17,150 +2%
DWM
18
Destination Wealth Management
California
$53.8M +$212K +2,486 +0.4%
PV
19
Private Vista
Illinois
$49.3M +$693K +8,134 +1%
HNB
20
Huntington National Bank
Ohio
$48.6M +$2.64M +31,023 New
HI
21
Horizon Investments
North Carolina
$48.2M +$48.7M +571,450 New
GFG
22
Gray Financial Group
Georgia
$46.1M
FIG
23
FundX Investment Group
California
$42.3M -$102K -1,200 -0.2%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$40.2M +$1.54M +18,108 +4%
1SB
25
1ST Source Bank
Indiana
$39.7M -$2.12M -24,911 -5%

SDY Hedge Fund Activity: Q3 2016 in Review

514 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Dividend ETF (SDY) for Q3 2016, worth a combined $4.83B — up 7.6% from $4.49B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SDY positions and 19 closed out — a net gain of 24 holders — while 187 added to existing stakes and 175 trimmed.

The largest buyer was State Street, adding an estimated $160M. The largest seller was Sandler Capital Management, exiting entirely with an estimated $26.9M sold.

  • 514 institutional investors held State Street SPDR S&P Dividend ETF (SDY) as of Q3 2016, up from 499 in Q2 2016.
  • Funds reported $4.83B of State Street SPDR S&P Dividend ETF stock for Q3 2016, up 7.6% quarter-over-quarter.
  • 43 funds opened new State Street SPDR S&P Dividend ETF positions in Q3 2016 and 19 closed out, a net change of +24 holders.
  • The largest State Street SPDR S&P Dividend ETF buyer in Q3 2016 was State Street, an estimated $160M added.
  • The largest State Street SPDR S&P Dividend ETF seller in Q3 2016 was Sandler Capital Management, an estimated $26.9M sold.

Based on aggregated 13F filings for Q3 2016.