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State Street SPDR S&P Dividend ETF

325 hedge funds and large institutions have $3.47B invested in State Street SPDR S&P Dividend ETF in 2013 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 122 increasing their positions, 122 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

116% more call options, than puts

Call options by funds: $10.5M | Put options by funds: $4.88M

17% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 24

5% more funds holding in top 10

Funds holding in top 10: 3840 (+2)

0% more capital invested

Capital invested by funds: $3.46B → $3.47B (+$17M)

0% more funds holding

Funds holding: 325325 (0)

0% more repeat investments, than reductions

Existing positions increased: 122 | Existing positions reduced: 122

1.16% less ownership

Funds ownership: 29.14%27.98% (-1.2%)

Holders
325
Holders Change
Holders Change %
0%
% of All Funds
10.54%
Holding in Top 10
40
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5.26%
% of All Funds
1.3%
New
28
Increased
122
Reduced
122
Closed
24
Calls
$10.5M
Puts
$4.88M
Net Calls
+$5.66M
Net Calls Change
+$1.46M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$305M -$52.2M -756,728 -15%
Bank of America
2
Bank of America
North Carolina
$284M +$10.9M +158,586 +4%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$251M +$10.6M +153,872 +4%
U
4
UBS
Switzerland
$188M -$2.25M -32,633 -1%
Jones Financial Companies
5
Jones Financial Companies
Missouri
$171M +$5.48M +79,408 +3%
Wells Fargo
6
Wells Fargo
California
$152M -$13.6M -197,122 -8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$139M +$16.7M +242,337 +14%
State Street
8
State Street
Massachusetts
$134M -$96.9M -1,404,600 -42%
SB
9
Suntrust Banks
Georgia
$126M -$2.29M -33,204 -2%
JIC
10
Joel Isaacson & Co
New York
$79.1M +$7.55M +109,433 +11%
RJA
11
Raymond James & Associates
Florida
$77.7M -$4.55M -65,984 -6%
LPL Financial
12
LPL Financial
California
$69.5M -$5.59M -80,997 -8%
CC
13
Curian Capital
Colorado
$64.5M +$11.7M +169,341 +22%
V
14
Veritable
Delaware
$54M -$4.17M -60,378 -7%
Goldman Sachs
15
Goldman Sachs
New York
$47M +$20.6M +298,353 +78%
BUB
16
BBVA USA Bancshares
Texas
$46.8M -$5.27M -76,383 -10%
SPIA
17
Strategic Point Investment Advisors
Rhode Island
$40.5M -$531K -7,695 -1%
CC
18
Callan Capital
California
$37.8M +$3.59M +52,065 +10%
UCFA
19
United Capital Financial Advisors
Texas
$36.5M -$4.1M -59,381 -10%
CNB
20
City National Bank
California
$35.9M -$3.95M -57,181 -10%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$35.2M +$3.39M +49,069 +11%
Ameriprise
22
Ameriprise
Minnesota
$34M +$6.72M +97,368 +25%
CCWA
23
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$33.4M +$32.1M +464,978 +2,394%
DWM
24
Destination Wealth Management
California
$33M +$126K +1,831 +0.4%
JP Morgan Chase
25
JP Morgan Chase
New York
$26.6M +$2.03M +29,399 +8%

SDY Hedge Fund Activity: Q3 2013 in Review

325 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Dividend ETF (SDY) for Q3 2013, worth a combined $3.47B — up 0.49% from $3.46B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new SDY positions and 24 closed out — a net gain of 4 holders — while 122 added to existing stakes and 122 trimmed.

The largest buyer was CLA (CliftonLarsonAllen) Wealth Advisors, adding an estimated $32.1M. The largest seller was State Street, cutting an estimated $96.9M.

  • 325 institutional investors held State Street SPDR S&P Dividend ETF (SDY) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $3.47B of State Street SPDR S&P Dividend ETF stock for Q3 2013, up 0.49% quarter-over-quarter.
  • 28 funds opened new State Street SPDR S&P Dividend ETF positions in Q3 2013 and 24 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P Dividend ETF buyer in Q3 2013 was CLA (CliftonLarsonAllen) Wealth Advisors, an estimated $32.1M added.
  • The largest State Street SPDR S&P Dividend ETF seller in Q3 2013 was State Street, an estimated $96.9M sold.

Based on aggregated 13F filings for Q3 2013.