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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$197M
AUM Growth
+$36M
Cap. Flow
+$25.3M
Cap. Flow %
12.84%
Top 10 Hldgs %
56.91%
Holding
129
New
10
Increased
45
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
UEIC icon
Universal Electronics
UEIC
+$4.2M
2
JNJ icon
Johnson & Johnson
JNJ
+$3.35M
3
SPNC
Spectranetics Corp
SPNC
+$3.04M
4
MDLZ icon
Mondelez International
MDLZ
+$3.04M
5
PM icon
Philip Morris
PM
+$2.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$403K
2
DVY icon
iShares Select Dividend ETF
DVY
+$259K
3
AWK icon
American Water Works
AWK
+$254K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$252K
5
TR icon
Tootsie Roll Industries
TR
+$208K

Sector Composition

Rank Sector Weight
1 Healthcare 37.15%
2 Technology 20.97%
3 Consumer Staples 11%
4 Industrials 10.69%
5 Communication Services 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
101
Devon Energy
DVN
$50.5B
$212K 0.11%
+4,800
New +$195K
NVDA icon
102
NVIDIA
NVDA
$4.92T
$206K 0.1%
+120,000
New +$177K
OKE icon
103
Oneok
OKE
$58.9B
$206K 0.1%
+4,000
New +$189K
CSX icon
104
CSX Corp
CSX
$93.1B
$204K 0.1%
+20,100
New +$190K
SLB icon
105
SLB Ltd
SLB
$69.4B
$204K 0.1%
2,600
– –
BNY
106
Bank of New York Mellon
BNY
$108B
$203K 0.1%
+5,098
New +$204K
SPGI icon
107
S&P Global
SPGI
$133B
$202K 0.1%
+1,600
New +$192K
CLX icon
108
Clorox
CLX
$11.6B
$200K 0.1%
1,600
– –
MTB icon
109
M&T Bank
MTB
$36.2B
$200K 0.1%
1,723
– –
HPQ icon
110
HP
HPQ
$22.1B
$199K 0.1%
12,800
-200
-2% -$2.85K
CEF icon
111
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$191K 0.1%
13,800
– –
PBCT
112
DELISTED
People's United Financial Inc
PBCT
$185K 0.09%
11,707
-500
-4% -$7.76K
GG
113
DELISTED
Goldcorp Inc
GG
$180K 0.09%
10,875
+8
+0.1% +$141
SNDA icon
114
Sonida Senior Living
SNDA
$1.92B
$168K 0.09%
667
– –
FCX icon
115
Freeport-McMoran
FCX
$84.5B
$164K 0.08%
15,100
-1,000
-6% -$11.5K
ADAM
116
Adamas Trust
ADAM
$793M
$144K 0.07%
6,000
+500
+9% +$12.3K
FTR
117
DELISTED
Frontier Communications Corp.
FTR
$61K 0.03%
977
– –
VASO
118
DELISTED
VASOMEDICAL INC
VASO
$2K ﹤0.01%
11,000
– –
AWK icon
119
American Water Works
AWK
$26.1B
– –
-3,000
Closed -$254K
MCK icon
120
McKesson
MCK
$97.3B
– –
-1,080
Closed -$202K
SDY icon
121
State Street SPDR S&P Dividend ETF
SDY
$21.6B
– –
-3,000
Closed -$252K
SYY icon
122
Sysco
SYY
$38.6B
– –
-4,000
Closed -$203K
TR icon
123
Tootsie Roll Industries
TR
$2.93B
– –
-7,242
Closed -$208K
WFC icon
124
Wells Fargo
WFC
$261B
– –
-8,513
Closed -$403K
1 2 3 4
5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
WSWA
Warren Street Wealth Advisors Newport Beach, California $393M AUM 23.31% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return

Wellington Shields & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Wellington Shields & Co held 129 positions worth $197M, up 22% from $161M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Wellington Shields & Co deployed $25.3M of net new capital in Q3 2016, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was LyondellBasell Industries: 3,280 shares worth $265K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $259K trimmed.

  • Wellington Shields & Co's largest Q3 2016 buy was LyondellBasell Industries: 3,280 shares worth $265K.
  • Wellington Shields & Co added most to Universal Electronics in Q3 2016, an estimated $4.2M increase.
  • Wellington Shields & Co's biggest Q3 2016 reduction was iShares Select Dividend ETF, cutting an estimated $259K.
  • Wellington Shields & Co fully exited Wells Fargo in Q3 2016, selling an estimated $403K.
  • Wellington Shields & Co's ten largest holdings make up 57% of its $197M portfolio in Q3 2016.
  • Wellington Shields & Co opened 10 new positions and closed 6 in Q3 2016.
  • Wellington Shields & Co's portfolio value rose 22% quarter-over-quarter to $197M.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.