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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$197M
AUM Growth
+$36M
Cap. Flow
+$25.3M
Cap. Flow %
12.84%
Top 10 Hldgs %
56.91%
Holding
129
New
10
Increased
45
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
UEIC icon
Universal Electronics
UEIC
+$4.2M
2
JNJ icon
Johnson & Johnson
JNJ
+$3.35M
3
SPNC
Spectranetics Corp
SPNC
+$3.04M
4
MDLZ icon
Mondelez International
MDLZ
+$3.04M
5
PM icon
Philip Morris
PM
+$2.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$403K
2
DVY icon
iShares Select Dividend ETF
DVY
+$259K
3
AWK icon
American Water Works
AWK
+$254K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$252K
5
TR icon
Tootsie Roll Industries
TR
+$208K

Sector Composition

Rank Sector Weight
1 Healthcare 37.15%
2 Technology 20.97%
3 Consumer Staples 11%
4 Industrials 10.69%
5 Communication Services 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
76
DTE Energy
DTE
$31.1B
$334K 0.17%
4,194
– –
GEF.B icon
77
Greif Class B
GEF.B
$3.65B
$321K 0.16%
5,300
– –
XRX icon
78
Xerox
XRX
$337M
$316K 0.16%
11,846
– –
CAG icon
79
Conagra Brands
CAG
$7.07B
$310K 0.16%
8,449
– –
HPE icon
80
Hewlett Packard
HPE
$63.2B
$296K 0.15%
22,367
– –
RTX icon
81
RTX Corp
RTX
$287B
$290K 0.15%
4,529
– –
ITW icon
82
Illinois Tool Works
ITW
$81.4B
$288K 0.15%
2,400
– –
BA icon
83
Boeing
BA
$165B
$283K 0.14%
2,150
– –
LMT icon
84
Lockheed Martin
LMT
$134B
$268K 0.14%
1,120
– –
LYB icon
85
LyondellBasell Industries
LYB
$19.5B
$265K 0.13%
+3,280
New +$253K
F icon
86
Ford
F
$57.3B
$263K 0.13%
21,800
-3,250
-13% -$41K
WMT icon
87
Walmart Inc
WMT
$871B
$263K 0.13%
10,938
+45
+0.4% +$1.09K
DVY icon
88
iShares Select Dividend ETF
DVY
$24B
$257K 0.13%
3,000
-3,000
-50% -$259K
UPS icon
89
United Parcel Service
UPS
$97.6B
$252K 0.13%
2,300
– –
SE
90
DELISTED
Spectra Energy Corp Wi
SE
$252K 0.13%
5,900
-4,726
-44% -$180K
AMZN icon
91
Amazon
AMZN
$2.5T
$251K 0.13%
6,000
– –
XLE icon
92
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$251K 0.13%
+7,108
New +$244K
RDS.A
93
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$251K 0.13%
5,007
+78
+2% +$3.98K
CVA
94
DELISTED
Covanta Holding Corporation
CVA
$244K 0.12%
15,846
+89
+0.6% +$1.38K
VVC
95
DELISTED
Vectren Corporation
VVC
$241K 0.12%
4,798
– –
D icon
96
Dominion Energy
D
$62.5B
$235K 0.12%
3,167
– –
TIF
97
DELISTED
Tiffany & Co.
TIF
$232K 0.12%
+3,200
New +$214K
SXT icon
98
Sensient Technologies
SXT
$5.4B
$227K 0.12%
3,000
– –
GOOGL icon
99
Alphabet (Google) Class A
GOOGL
$3.91T
$222K 0.11%
+5,520
New +$216K
HD icon
100
Home Depot
HD
$332B
$219K 0.11%
1,698
+2
+0.1% +$267
1 2 3
4
5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Wellington Shields & Co held 129 positions worth $197M, up 22% from $161M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Wellington Shields & Co deployed $25.3M of net new capital in Q3 2016, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was LyondellBasell Industries: 3,280 shares worth $265K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $259K trimmed.

  • Wellington Shields & Co's largest Q3 2016 buy was LyondellBasell Industries: 3,280 shares worth $265K.
  • Wellington Shields & Co added most to Universal Electronics in Q3 2016, an estimated $4.2M increase.
  • Wellington Shields & Co's biggest Q3 2016 reduction was iShares Select Dividend ETF, cutting an estimated $259K.
  • Wellington Shields & Co fully exited Wells Fargo in Q3 2016, selling an estimated $403K.
  • Wellington Shields & Co's ten largest holdings make up 57% of its $197M portfolio in Q3 2016.
  • Wellington Shields & Co opened 10 new positions and closed 6 in Q3 2016.
  • Wellington Shields & Co's portfolio value rose 22% quarter-over-quarter to $197M.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.