We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$197M
AUM Growth
+$36M
Cap. Flow
+$25.3M
Cap. Flow %
12.84%
Top 10 Hldgs %
56.91%
Holding
129
New
10
Increased
45
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
UEIC icon
Universal Electronics
UEIC
+$4.2M
2
JNJ icon
Johnson & Johnson
JNJ
+$3.35M
3
SPNC
Spectranetics Corp
SPNC
+$3.04M
4
MDLZ icon
Mondelez International
MDLZ
+$3.04M
5
PM icon
Philip Morris
PM
+$2.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$403K
2
DVY icon
iShares Select Dividend ETF
DVY
+$259K
3
AWK icon
American Water Works
AWK
+$254K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$252K
5
TR icon
Tootsie Roll Industries
TR
+$208K

Sector Composition

Rank Sector Weight
1 Healthcare 37.15%
2 Technology 20.97%
3 Consumer Staples 11%
4 Industrials 10.69%
5 Communication Services 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
51
Rithm Capital
RITM
$5.14B
$594K 0.3%
43,000
+23,000
+115% +$321K
CAT icon
52
Caterpillar
CAT
$398B
$588K 0.3%
6,622
+5
+0.1% +$409
CMCSA icon
53
Comcast
CMCSA
$84.9B
$574K 0.29%
17,292
– –
PNC icon
54
PNC Financial Services
PNC
$99.8B
$571K 0.29%
6,342
-94
-1% -$8.07K
CASI
55
DELISTED
CASI Pharmaceuticals
CASI
$561K 0.28%
50,547
+1,614
+3% +$17.7K
AXP icon
56
American Express
AXP
$240B
$544K 0.28%
8,500
– –
GEO icon
57
The GEO Group
GEO
$4.09B
$516K 0.26%
32,550
– –
GIS icon
58
General Mills
GIS
$20.1B
$512K 0.26%
8,013
+42
+0.5% +$2.92K
VOD icon
59
Vodafone
VOD
$35.5B
$494K 0.25%
16,956
+129
+0.8% +$3.93K
KMB icon
60
Kimberly-Clark
KMB
$36B
$480K 0.24%
3,805
+2
+0.1% +$259
BDX icon
61
Becton Dickinson
BDX
$42.6B
$452K 0.23%
2,580
+8
+0.3% +$1.37K
GLW icon
62
Corning
GLW
$132B
$451K 0.23%
19,080
– –
LLY icon
63
Eli Lilly
LLY
$1.02T
$449K 0.23%
5,600
-300
-5% -$24K
BAX icon
64
Baxter International
BAX
$11.4B
$419K 0.21%
8,800
– –
GSK icon
65
GSK
GSK
$100B
$418K 0.21%
7,760
+160
+2% +$8.77K
NEE icon
66
NextEra Energy
NEE
$184B
$416K 0.21%
13,600
– –
NSC icon
67
Norfolk Southern
NSC
$75.2B
$413K 0.21%
4,250
– –
AFL icon
68
Aflac
AFL
$63.2B
$406K 0.21%
11,312
– –
EMN icon
69
Eastman Chemical
EMN
$7.78B
$396K 0.2%
5,850
– –
IP icon
70
International Paper
IP
$19.2B
$389K 0.2%
8,567
-631
-7% -$27.8K
EMR icon
71
Emerson Electric
EMR
$76.5B
$382K 0.19%
7,000
– –
C icon
72
Citigroup
C
$216B
$370K 0.19%
7,840
-500
-6% -$22.7K
XBI icon
73
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$363K 0.18%
5,478
– –
YUM icon
74
Yum! Brands
YUM
$40.6B
$356K 0.18%
5,453
– –
TIP icon
75
iShares TIPS Bond ETF
TIP
$14.6B
$349K 0.18%
3,000
– –
1 2
3
4 5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
WSWA
Warren Street Wealth Advisors Newport Beach, California $393M AUM 23.31% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return

Wellington Shields & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Wellington Shields & Co held 129 positions worth $197M, up 22% from $161M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Wellington Shields & Co deployed $25.3M of net new capital in Q3 2016, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was LyondellBasell Industries: 3,280 shares worth $265K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $259K trimmed.

  • Wellington Shields & Co's largest Q3 2016 buy was LyondellBasell Industries: 3,280 shares worth $265K.
  • Wellington Shields & Co added most to Universal Electronics in Q3 2016, an estimated $4.2M increase.
  • Wellington Shields & Co's biggest Q3 2016 reduction was iShares Select Dividend ETF, cutting an estimated $259K.
  • Wellington Shields & Co fully exited Wells Fargo in Q3 2016, selling an estimated $403K.
  • Wellington Shields & Co's ten largest holdings make up 57% of its $197M portfolio in Q3 2016.
  • Wellington Shields & Co opened 10 new positions and closed 6 in Q3 2016.
  • Wellington Shields & Co's portfolio value rose 22% quarter-over-quarter to $197M.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.