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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$197M
AUM Growth
+$36M
Cap. Flow
+$25.3M
Cap. Flow %
12.84%
Top 10 Hldgs %
56.91%
Holding
129
New
10
Increased
45
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
UEIC icon
Universal Electronics
UEIC
+$4.2M
2
JNJ icon
Johnson & Johnson
JNJ
+$3.35M
3
SPNC
Spectranetics Corp
SPNC
+$3.04M
4
MDLZ icon
Mondelez International
MDLZ
+$3.04M
5
PM icon
Philip Morris
PM
+$2.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$403K
2
DVY icon
iShares Select Dividend ETF
DVY
+$259K
3
AWK icon
American Water Works
AWK
+$254K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$252K
5
TR icon
Tootsie Roll Industries
TR
+$208K

Sector Composition

Rank Sector Weight
1 Healthcare 37.15%
2 Technology 20.97%
3 Consumer Staples 11%
4 Industrials 10.69%
5 Communication Services 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
26
PepsiCo
PEP
$186B
$1.61M 0.82%
14,765
– –
UNP icon
27
Union Pacific
UNP
$183B
$1.49M 0.76%
15,320
– –
M icon
28
Macy's
M
$6.15B
$1.41M 0.71%
38,000
+11,000
+41% +$399K
PG icon
29
Procter & Gamble
PG
$343B
$1.27M 0.65%
14,175
– –
AAPL icon
30
Apple
AAPL
$4.89T
$1.25M 0.64%
44,368
-168
-0.4% -$4.45K
ABBV icon
31
AbbVie
ABBV
$458B
$1.22M 0.62%
19,411
+23
+0.1% +$1.49K
UMBF icon
32
UMB Financial
UMBF
$10.7B
$1.19M 0.6%
20,000
– –
CSCO icon
33
Cisco
CSCO
$450B
$1.14M 0.58%
35,774
+2,500
+8% +$76.9K
CBI
34
DELISTED
Chicago Bridge & Iron Nv
CBI
$1M 0.51%
35,858
+7,733
+27% +$251K
ABT icon
35
Abbott
ABT
$180B
$962K 0.49%
22,756
+24
+0.1% +$1.03K
MMM icon
36
3M
MMM
$89B
$948K 0.48%
6,432
+8
+0.1% +$1.19K
CVX icon
37
Chevron
CVX
$388B
$946K 0.48%
9,192
+23
+0.3% +$2.35K
FIS icon
38
Fidelity National Information Services
FIS
$21.5B
$940K 0.48%
12,198
– –
DD
39
DELISTED
Du Pont De Nemours E I
DD
$928K 0.47%
13,851
– –
CODI icon
40
Compass Diversified
CODI
$755M
$860K 0.44%
49,510
+28,000
+130% +$477K
SO icon
41
Southern Company
SO
$110B
$835K 0.42%
16,286
+48
+0.3% +$2.53K
BXMT icon
42
Blackstone Mortgage Trust
BXMT
$2.82B
$813K 0.41%
27,614
+17,422
+171% +$504K
MRK icon
43
Merck
MRK
$324B
$807K 0.41%
13,551
– –
BP icon
44
BP
BP
$113B
$791K 0.4%
26,736
+118
+0.4% +$3.42K
INTC icon
45
Intel
INTC
$466B
$717K 0.36%
19,000
– –
WM icon
46
Waste Management
WM
$95.9B
$707K 0.36%
11,083
-200
-2% -$13.1K
BGS icon
47
B&G Foods
BGS
$285M
$678K 0.34%
13,780
– –
TRN icon
48
Trinity Industries
TRN
$2.97B
$673K 0.34%
38,648
+7
+0% +$115
DUK icon
49
Duke Energy
DUK
$102B
$617K 0.31%
7,714
-260
-3% -$21.5K
KO icon
50
Coca-Cola
KO
$354B
$616K 0.31%
14,563
-3,775
-21% -$165K
1
2
3 4 5

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
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AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Wellington Shields & Co held 129 positions worth $197M, up 22% from $161M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Wellington Shields & Co deployed $25.3M of net new capital in Q3 2016, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was LyondellBasell Industries: 3,280 shares worth $265K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $259K trimmed.

  • Wellington Shields & Co's largest Q3 2016 buy was LyondellBasell Industries: 3,280 shares worth $265K.
  • Wellington Shields & Co added most to Universal Electronics in Q3 2016, an estimated $4.2M increase.
  • Wellington Shields & Co's biggest Q3 2016 reduction was iShares Select Dividend ETF, cutting an estimated $259K.
  • Wellington Shields & Co fully exited Wells Fargo in Q3 2016, selling an estimated $403K.
  • Wellington Shields & Co's ten largest holdings make up 57% of its $197M portfolio in Q3 2016.
  • Wellington Shields & Co opened 10 new positions and closed 6 in Q3 2016.
  • Wellington Shields & Co's portfolio value rose 22% quarter-over-quarter to $197M.

Based on Wellington Shields & Co's 13F filing for Q3 2016, filed 1 Nov 2016.