WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$6.32M
Cap. Flow
-$35.3M
Cap. Flow %
-8.81%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BUI icon
176
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$614M
– –
-17,564
Closed -$295K
BWG
177
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
– –
-28,909
Closed -$335K
CAF
178
Morgan Stanley China A Share Fund
CAF
$263M
– –
-401,707
Closed -$8M
CET
179
Central Securities Corp
CET
$1.46B
– –
-17,624
Closed -$335K
CHI
180
Calamos Convertible Opportunities and Income Fund
CHI
$815M
– –
-55,547
Closed -$550K
CHW
181
Calamos Global Dynamic Income Fund
CHW
$466M
– –
-59,832
Closed -$428K
CHY
182
Calamos Convertible and High Income Fund
CHY
$869M
– –
-78,599
Closed -$826K
DHY
183
Credit Suisse High Yield Bond Fund
DHY
$218M
– –
-62,878
Closed -$143K
DPG
184
Duff & Phelps Utility and Infrastructure Fund
DPG
$464M
– –
-52,461
Closed -$773K
DSL
185
DoubleLine Income Solutions Fund
DSL
$1.43B
– –
-192,600
Closed -$3.12M
EDF
186
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$160M
– –
-19,783
Closed -$238K
EFR
187
Eaton Vance Senior Floating-Rate Fund
EFR
$344M
– –
-32,942
Closed -$409K
EFT
188
Eaton Vance Floating-Rate Income Trust
EFT
$322M
– –
-33,243
Closed -$420K
EHI
189
Western Asset Global High Income Fund
EHI
$199M
– –
-34,900
Closed -$304K
EMD
190
Western Asset Emerging Markets Debt Fund
EMD
$602M
– –
-50,696
Closed -$696K
EMF
191
Templeton Emerging Markets Fund
EMF
$231M
– –
-23,714
Closed -$236K
EMO
192
ClearBridge Energy Midstream Opportunity Fund
EMO
$870M
– –
-14,316
Closed -$907K
EOD
193
Allspring Global Dividend Opportunity Fund
EOD
$247M
– –
-63,453
Closed -$376K
ERC
194
Allspring Multi-Sector Income Fund
ERC
$268M
– –
-34,213
Closed -$387K
ETJ
195
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$612M
– –
-25,209
Closed -$256K
EVF
196
Eaton Vance Senior Income Trust
EVF
$101M
– –
-33,301
Closed -$192K
EVG
197
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
– –
-20,584
Closed -$276K
EVV
198
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
– –
-123,083
Closed -$1.57M
FAX
199
abrdn Asia-Pacific Income Fund
FAX
$677M
– –
-39,219
Closed -$1.08M
FCO
200
abrdn Global Income Fund
FCO
$90M
– –
-12,633
Closed -$97K
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