Weiss Asset Management’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

Weiss Asset Management’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-4,418	Closed	-$240K	–	541
2018 Q4	$240K	Buy	+4,418	New	+$347K	0.02%	308
2018 Q1	–	Sell	-2,639	Closed	-$280K	–	324
2017 Q4	$280K	Buy	+2,639	New	+$270K	0.02%	167
2016 Q1	–	Sell	-4,927	Closed	-$445K	–	205
2015 Q4	$445K	Buy	+4,927	New	+$520K	0.11%	127
2015 Q1	–	Sell	-2,799	Closed	-$424K	–	71
2014 Q4	$424K	Buy	+2,799	New	+$489K	0.17%	53

Other funds holding NDP

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LFS

Legacy Financial Strategies Overland Park, Kansas $646M AUM 23.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Weiss Asset Management's NDP Position: Q1 2019 in Review

Weiss Asset Management sold out of TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) in Q1 2019, closing a stake of 4,418 shares — an estimated $240K sold.

Weiss Asset Management first reported a position in NDP in Q4 2014 and held it in 4 quarters. The position peaked at $445K in Q4 2015. 31 funds tracked by Wall St. Rank hold NDP as of Q1 2019.

Weiss Asset Management reported no remaining TORTOISE ENERGY INDEPENDENCE FUND, INC. position as of Q1 2019 after selling out during the quarter.
Weiss Asset Management sold 4,418 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q1 2019, an estimated $240K.
Weiss Asset Management first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q4 2014 and held it in 4 quarters.
Weiss Asset Management's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $445K in Q4 2015.
31 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q1 2019.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.