Advisors Asset Management’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

Advisors Asset Management’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-11,085	Closed	-$384K	–	1572
2019 Q4	$384K	Sell	11,085 -7,585	-41%	-$237K	0.01%	1062
2019 Q3	$617K	Sell	18,670 -487	-3%	-$20.2K	0.01%	917
2019 Q2	$1.1M	Sell	19,157 -576	-3%	-$37.6K	0.02%	747
2019 Q1	$1.32M	Sell	19,733 -379	-2%	-$26.4K	0.02%	716
2018 Q4	$1.09M	Sell	20,112 -9,445	-32%	-$741K	0.02%	730
2018 Q3	$2.91M	Sell	29,557 -10,585	-26%	-$1.08M	0.05%	447
2018 Q2	$4.05M	Sell	40,142 -3,654	-8%	-$360K	0.07%	348
2018 Q1	$4.13M	Sell	43,796 -3,925	-8%	-$395K	0.07%	374
2017 Q4	$5.07M	Sell	47,721 -10,725	-18%	-$1.1M	0.08%	314
2017 Q3	$6.25M	Sell	58,446 -6,576	-10%	-$695K	0.1%	257
2017 Q2	$6.91M	Sell	65,022 -4,870	-7%	-$587K	0.12%	245
2017 Q1	$9.23M	Buy	69,892 +8,298	+13%	+$1.09M	0.15%	181
2016 Q4	$8.13M	Buy	61,594 +8,294	+16%	+$1.05M	0.14%	211
2016 Q3	$6.79M	Buy	53,300 +14,110	+36%	+$1.75M	0.11%	267
2016 Q2	$4.68M	Buy	39,190 +13,296	+51%	+$1.41M	0.08%	375
2016 Q1	$2.37M	Buy	25,894 +16,153	+166%	+$1.31M	0.04%	593
2015 Q4	$879K	Buy	9,741 +7,575	+350%	+$799K	0.01%	950
2015 Q3	$216K	Buy	2,166 +1,212	+127%	+$149K	﹤0.01%	1352
2015 Q2	$140K	Buy	954 +128	+15%	+$20.7K	﹤0.01%	1461
2015 Q1	$133K	Sell	826 -16	-2%	-$2.6K	﹤0.01%	1439
2014 Q4	$128K	Sell	842 -28	-3%	-$4.89K	﹤0.01%	1418
2014 Q3	$172K	Buy	870 +622	+251%	+$134K	﹤0.01%	1314
2014 Q2	$56K	Buy	+248	New	+$52.4K	﹤0.01%	1644

Other funds holding NDP

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Advisors Asset Management's NDP Position: Q1 2020 in Review

Advisors Asset Management sold out of TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) in Q1 2020, closing a stake of 11,085 shares — an estimated $384K sold.

Advisors Asset Management first reported a position in NDP in Q2 2014 and held it in 23 quarters. The position peaked at $9.23M in Q1 2017. 32 funds tracked by Wall St. Rank hold NDP as of Q1 2020.

Advisors Asset Management reported no remaining TORTOISE ENERGY INDEPENDENCE FUND, INC. position as of Q1 2020 after selling out during the quarter.
Advisors Asset Management sold 11,085 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q1 2020, an estimated $384K.
Advisors Asset Management first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q2 2014 and held it in 23 quarters.
Advisors Asset Management's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $9.23M in Q1 2017.
32 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q1 2020.

Based on Advisors Asset Management's 13F filing for Q1 2020, filed 15 May 2020.