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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$42.8M
AUM Growth
-$3.37M
Cap. Flow
-$33.5M
Cap. Flow %
-78.3%
Top 10 Hldgs %
82.85%
Holding
57
New
1
Increased
8
Reduced
26
Closed
17

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$741K
2
VZ icon
Verizon
VZ
+$135K
3
CSWC icon
Capital Southwest
CSWC
+$12.8K
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$920
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$892

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$645K
2
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
+$578K
3
XOM icon
ExxonMobil
XOM
+$502K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$274K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$270K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 3.5%
3 Communication Services 1.89%
4 Real Estate 1.6%
5 Technology 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCU
51
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-65,432
Closed -$578K
1 2
3

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SMH Capital Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, SMH Capital Advisors held 57 positions worth $42.8M, down 7.3% from $46.2M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

SMH Capital Advisors withdrew a net $33.5M in Q3 2023, closing 17 positions and reducing 26 holdings. Its most notable exit was Chevron, an estimated $645K position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, SMH Capital Advisors opened a new position in Main Street Capital worth $738K.

  • SMH Capital Advisors's largest Q3 2023 buy was Main Street Capital: 18,166 shares worth $738K.
  • SMH Capital Advisors added most to Verizon in Q3 2023, an estimated $135K increase.
  • SMH Capital Advisors's biggest Q3 2023 reduction was Apollo Global Management, cutting an estimated $136K.
  • SMH Capital Advisors fully exited Chevron in Q3 2023, selling an estimated $645K.
  • SMH Capital Advisors's ten largest holdings make up 83% of its $42.8M portfolio in Q3 2023.
  • SMH Capital Advisors opened 1 new position and closed 17 in Q3 2023.
  • SMH Capital Advisors's portfolio value fell 7.3% quarter-over-quarter to $42.8M.

Based on SMH Capital Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.