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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$68.6M
AUM Growth
+$1.64M
Cap. Flow
-$559K
Cap. Flow %
-0.81%
Top 10 Hldgs %
75.37%
Holding
67
New
6
Increased
36
Reduced
17
Closed
3

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$453K
2
CSWC icon
Capital Southwest
CSWC
+$321K
3
MPT
Medical Properties Trust
MPT
+$210K
4
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
+$205K
5
JPM icon
JPMorgan Chase
JPM
+$199K

Top Sells

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$712K
2
O icon
Realty Income
O
+$287K
3
DGX icon
Quest Diagnostics
DGX
+$229K
4
FTCV
FinTech Acquisition Corp. V Class A Common Stock
FTCV
+$113K
5
PSEC icon
Prospect Capital
PSEC
+$105K

Sector Composition

Rank Sector Weight
1 Financials 8.12%
2 Energy 2.53%
3 Industrials 2.42%
4 Real Estate 2.27%
5 Communication Services 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIM
51
Eaton Vance Municipal Bond Fund
EIM
$492M
$136K 0.2%
13,135
+94
+0.7% +$930
NAD icon
52
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$136K 0.2%
11,504
-100
-0.9% -$1.12K
NEA icon
53
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$134K 0.19%
11,749
+133
+1% +$1.45K
NQP
54
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$133K 0.19%
11,957
+104
+0.9% +$1.14K
MUI
55
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$129K 0.19%
11,363
+122
+1% +$1.35K
AFB
56
AllianceBernstein National Municipal Income Fund
AFB
$313M
$128K 0.19%
12,244
+95
+0.8% +$993
WBD icon
57
Warner Bros
WBD
$65.4B
$113K 0.16%
11,927
+1,334
+13% +$15.1K
DHI icon
58
D.R. Horton
DHI
$41B
– –
-10,575
Closed -$712K
O icon
59
Realty Income
O
$59.2B
– –
-4,937
Closed -$287K
FTCV
60
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
– –
-11,317
Closed -$113K
1 2
3

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SMH Capital Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, SMH Capital Advisors held 67 positions worth $68.6M, up 2.5% from $67M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

SMH Capital Advisors's Q4 2022 filing shows 6 new, 36 increased, 17 reduced and 3 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 6,150 shares worth $453K. The largest sale was D.R. Horton, an estimated $712K.

By sector, the portfolio is most concentrated in Financials at 8.1% of assets, up from 6.3% a quarter earlier, followed by Energy and Industrials.

  • SMH Capital Advisors's largest Q4 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 6,150 shares worth $453K.
  • SMH Capital Advisors added most to Sculptor Capital Management, Inc. Class A Common Stock in Q4 2022, an estimated $205K increase.
  • SMH Capital Advisors's biggest Q4 2022 reduction was Quest Diagnostics, cutting an estimated $229K.
  • SMH Capital Advisors fully exited D.R. Horton in Q4 2022, selling an estimated $712K.
  • SMH Capital Advisors's ten largest holdings make up 75% of its $68.6M portfolio in Q4 2022.
  • SMH Capital Advisors opened 6 new positions and closed 3 in Q4 2022.
  • SMH Capital Advisors's portfolio value rose 2.5% quarter-over-quarter to $68.6M.

Based on SMH Capital Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.