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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$41.4M
AUM Growth
+$9.07M
Cap. Flow
+$25.8M
Cap. Flow %
62.21%
Top 10 Hldgs %
73.49%
Holding
50
New
7
Increased
10
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$1.77M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.42M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$1.2M
4
CIVI
Civitas Resources
CIVI
+$804K
5
CSWC icon
Capital Southwest
CSWC
+$732K

Top Sells

Rank Stock Value
1
APO icon
Apollo Global Management
APO
+$1.35M
2
IIPR icon
Innovative Industrial Properties
IIPR
+$322K
3
KHC icon
Kraft Heinz
KHC
+$282K
4
AAPL icon
Apple
AAPL
+$234K
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$220K

Sector Composition

Rank Sector Weight
1 Financials 18.19%
2 Real Estate 5.09%
3 Industrials 4.4%
4 Energy 3.74%
5 Communication Services 2.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GROW icon
26
US Global Investors
GROW
$35.5M
$256K 0.62%
104,813
+26
+0% +$64
BTZ icon
27
BlackRock Credit Allocation Income Trust
BTZ
$930M
$236K 0.57%
22,555
+89
+0.4% +$969
GDV icon
28
Gabelli Dividend & Income Trust
GDV
$2.6B
$232K 0.56%
9,593
-78
-0.8% -$1.93K
EVT icon
29
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$223K 0.54%
9,283
-66
-0.7% -$1.63K
AFCG
30
AFC Gamma
AFCG
$61.4M
$217K 0.52%
26,000
– –
HTD
31
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$202K 0.49%
9,186
-23
-0.2% -$528
BIT icon
32
BlackRock Multi-Sector Income Trust
BIT
$698M
$189K 0.46%
12,930
+53
+0.4% +$781
WT icon
33
WisdomTree
WT
$2.96B
$181K 0.44%
17,275
-122
-0.7% -$1.32K
MUI
34
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$141K 0.34%
11,669
– –
NAD icon
35
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$138K 0.33%
11,844
– –
EIM
36
Eaton Vance Municipal Bond Fund
EIM
$491M
$138K 0.33%
13,305
– –
NEA icon
37
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$134K 0.32%
11,919
– –
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$313M
$134K 0.32%
12,313
– –
TEI
39
Templeton Emerging Markets Income Fund
TEI
$314M
$110K 0.27%
21,465
-125
-0.6% -$682
ONL
40
Orion Office REIT
ONL
$150M
$96.3K 0.23%
25,948
-4,009
-13% -$15.8K
AAPL icon
41
Apple
AAPL
$4.54T
– –
-1,004
Closed -$234K
APO icon
42
Apollo Global Management
APO
$72.4B
– –
-10,805
Closed -$1.35M
IIPR icon
43
Innovative Industrial Properties
IIPR
$1.71B
– –
-2,390
Closed -$322K
KHC icon
44
Kraft Heinz
KHC
$30.7B
– –
-8,038
Closed -$282K
RQI icon
45
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-15,556
Closed -$220K
1
2

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MP
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RL
RPO LLC Stamford, Connecticut $32.3M AUM 14.17% 1-Year Est. Return
PE
Platinum Equity Beverly Hills, California $32.3M AUM 17.64% 1-Year Est. Return
SP
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VL
Vorpal LLC Nashville, Tennessee $32M AUM 10.89% 1-Year Est. Return
MAM
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WVP
Worth Venture Partners Fort Lee, New Jersey $31.6M AUM 28.5% 1-Year Est. Return
RF
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SMH Capital Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, SMH Capital Advisors held 50 positions worth $41.4M, up 28% from $32.4M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

SMH Capital Advisors deployed $25.8M of net new capital in Q4 2024, opening 7 new positions and adding to 10 existing holdings. Its largest new stake was Compass Diversified: 78,970 shares worth $1.82M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 22% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Carlyle Group, an estimated $43K trimmed.

  • SMH Capital Advisors's largest Q4 2024 buy was Compass Diversified: 78,970 shares worth $1.82M.
  • SMH Capital Advisors added most to Trinity Capital Inc. in Q4 2024, an estimated $1.2M increase.
  • SMH Capital Advisors's biggest Q4 2024 reduction was Carlyle Group, cutting an estimated $43K.
  • SMH Capital Advisors fully exited Apollo Global Management in Q4 2024, selling an estimated $1.35M.
  • SMH Capital Advisors's ten largest holdings make up 73% of its $41.4M portfolio in Q4 2024.
  • SMH Capital Advisors opened 7 new positions and closed 5 in Q4 2024.
  • SMH Capital Advisors's portfolio value rose 28% quarter-over-quarter to $41.4M.

Based on SMH Capital Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.