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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$32.4M
AUM Growth
-$310K
Cap. Flow
-$17.4M
Cap. Flow %
-53.88%
Top 10 Hldgs %
66.48%
Holding
52
New
3
Increased
6
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$452K
2
TRIN icon
Trinity Capital Inc.
TRIN
+$313K
3
CIVI
Civitas Resources
CIVI
+$253K
4
PSEC icon
Prospect Capital
PSEC
+$235K
5
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$197K

Top Sells

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$1.58M
2
MMM icon
3M
MMM
+$399K
3
JEF icon
Jefferies Financial Group
JEF
+$319K
4
PNNT
Pennant Park Investment Corp
PNNT
+$251K
5
AFCG
AFC Gamma
AFCG
+$116K

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Real Estate 6.91%
3 Communication Services 3.55%
4 Energy 2.48%
5 Consumer Staples 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFCG
26
AFC Gamma
AFCG
$61.4M
$265K 0.82%
26,000
-11,986
-32% -$116K
NIE
27
Virtus Equity & Convertible Income Fund
NIE
$719M
$261K 0.81%
11,330
-920
-8% -$20.8K
BTZ icon
28
BlackRock Credit Allocation Income Trust
BTZ
$930M
$253K 0.78%
22,466
-1,402
-6% -$15.3K
GDV icon
29
Gabelli Dividend & Income Trust
GDV
$2.6B
$236K 0.73%
9,671
-524
-5% -$12.3K
AAPL icon
30
Apple
AAPL
$4.54T
$234K 0.72%
1,004
+13
+1% +$2.9K
EVT icon
31
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$231K 0.71%
9,349
-469
-5% -$11.2K
RQI icon
32
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$220K 0.68%
15,556
-904
-5% -$11.7K
HTD
33
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$214K 0.66%
+9,209
New +$197K
CIVI
34
DELISTED
Civitas Resources
CIVI
$207K 0.64%
+4,093
New +$253K
BIT icon
35
BlackRock Multi-Sector Income Trust
BIT
$698M
$196K 0.6%
12,877
-542
-4% -$8.03K
WT icon
36
WisdomTree
WT
$2.96B
$174K 0.54%
17,397
-838
-5% -$8.52K
MUI
37
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$147K 0.45%
11,669
– –
NAD icon
38
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$147K 0.45%
11,844
– –
AFB
39
AllianceBernstein National Municipal Income Fund
AFB
$313M
$145K 0.45%
12,313
– –
EIM
40
Eaton Vance Municipal Bond Fund
EIM
$491M
$143K 0.44%
13,305
– –
NEA icon
41
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$143K 0.44%
11,919
– –
TEI
42
Templeton Emerging Markets Income Fund
TEI
$314M
$126K 0.39%
21,590
-1,101
-5% -$6.16K
ONL
43
Orion Office REIT
ONL
$150M
$120K 0.37%
29,957
-1,672
-5% -$6.55K
CODI icon
44
Compass Diversified
CODI
$758M
– –
-72,248
Closed -$1.58M
JEF icon
45
Jefferies Financial Group
JEF
$12.6B
– –
-6,404
Closed -$319K
MMM icon
46
3M
MMM
$90.9B
– –
-3,900
Closed -$399K
1
2

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RL
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PE
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SP
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VL
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MAM
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WVP
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RF
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SMH Capital Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, SMH Capital Advisors held 52 positions worth $32.4M, down 0.95% from $32.7M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

SMH Capital Advisors withdrew a net $17.4M in Q3 2024, closing 9 positions and reducing 27 holdings. Its most notable exit was Compass Diversified, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, SMH Capital Advisors opened a new position in Hannon Armstrong Sustainable Infrastructure Capital worth $484K.

  • SMH Capital Advisors's largest Q3 2024 buy was Hannon Armstrong Sustainable Infrastructure Capital: 14,043 shares worth $484K.
  • SMH Capital Advisors added most to Trinity Capital Inc. in Q3 2024, an estimated $313K increase.
  • SMH Capital Advisors's biggest Q3 2024 reduction was Pennant Park Investment Corp, cutting an estimated $251K.
  • SMH Capital Advisors fully exited Compass Diversified in Q3 2024, selling an estimated $1.58M.
  • SMH Capital Advisors's ten largest holdings make up 66% of its $32.4M portfolio in Q3 2024.
  • SMH Capital Advisors opened 3 new positions and closed 9 in Q3 2024.
  • SMH Capital Advisors's portfolio value fell 0.95% quarter-over-quarter to $32.4M.

Based on SMH Capital Advisors's 13F filing for Q3 2024, filed 8 Nov 2024.